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Adam's Blog: Free Range Thought



Update: organizational changes PDF Print E-mail
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Written by Adam Roufberg   
Sunday, 26 October 2008

Hey People

Thanks for tuning in to Free Range Thought and peeking at my blog. Free Range Thought has undergone some organizational changes which account for the temporal gap in the audio archive and this blog. I began a sabbatical at the begining of the summer - a long needed break since I work seven days a week to keep this program on air + my regular paid jobs and my other radio program Radio Active Lunch.

At the begining of my intended break, my father passed away unexpectedly and I decided to take the rest of the summer off from Free Range Thought. Cohost Robert Johnstreet, now on break, kindly carried the Free Range Torch for the summer.

I intend to fill the gap in the archive in the upcoming weeks and get more active with the blog on this site which I mainly use for articles related to our guests publications, happenings on the Hill, and World Events.

I appreciate your patience and continued support in my endeavors to add keep the free speech zone in america the entire expanse of this land and its airwaves and not just a 12 x 20 ft barbed wire space where dissent, the highest form of patriotism, can be silenced.

THE JUDICIARY AND PRESIDENTIAL POWER IN FOREIGN AFFAIRS: A Critique - By David Gray Adler PDF Print E-mail
Contributing Authors
Written by David Gray Adler   
Sunday, 01 June 2008

{1}The unmistakable trend toward executive domination of U.S. foreign affairs in the past sixty years represents a dramatic departure from the basic scheme of the Constitution.[1] The constitutional blueprint assigns to Congress senior status in a partnership with the President to conduct foreign policy. It also gives Congress the sole and exclusive authority over the ultimate foreign relations power: the authority to initiate war. The President is vested with modest authority in this realm and is clearly only of secondary importance. In light of this constitutional design, commentators have wondered at the causes and sources of this radical shift in foreign affairs powers from Congress to the President.[2]

{2}Although a satisfactory explanation for the radical shift in power is perhaps elusive, the growth of presidential power in foreign relations has fed considerably on judicial decisions that are doubtful and fragile. An exhaustive explanation, which has so far escaped the effort of others, is beyond the scope of this article. The aim of the first section is to examine the judiciary's contribution to executive hegemony in the area of foreign affairs as manifested in Supreme Court rulings regarding executive agreements, travel abroad, the war power, and treaty termination.

{3} In the second section of this article, I provide a brief explanation of the policy underlying the Constitutional Convention's allocation of foreign affairs powers and argue that those values are as relevant and compelling today as they were two centuries ago. In the third section, I contend that a wide gulf has developed in the past fifty years between constitutional theory and governmental practice in the conduct of foreign policy. The Court has greatly facilitated the growth of presidential power in foreign affairs in three interconnected but somewhat different ways by: (1) adhering to the sole-organ doctrine as propounded in the 1936 case of United States v. Curtiss-Wright Export Corp., (2) invoking the political question doctrine and other nonjusticiable grounds, and (3) inferring congressional approval of presidential action by virtue of congressional inaction or silence.[3] I then offer an explanation of the Court's willingness to increase presidential foreign affairs powers well beyond constitutional boundaries. For a variety of reasons, the Court views its role in this area as a support function for policies already established. In this regard the judiciary has become an arm of the executive branch. Finally, I conclude with the argument that to maintain the integrity of the Constitution, the Court must police constitutional boundaries to ensure that fundamental alterations in our governmental system will occur only through the process of constitutional amendment. The judicial branch may not abdicate its function "to say what the law is."[4]

The Constitution and the Conduct of Foreign Policy

{4} The Constitution envisions the conduct of foreign policy as a partnership between the President and Congress. Perhaps surprisingly, the Constitution assigns Congress the role of senior partner. This assignment reflects, first, the overwhelming preference of both the framers at the Constitutional Convention and the ratifiers in state conventions for collective decision-making in both foreign and domestic affairs. Second, this assignment of powers reflects their equally adamant opposition to unilateral executive control of U.S. foreign policy. This constitutional arrangement is evidenced by specific, unambiguous textual language, almost undisputed arguments by framers and ratifiers, and by logical-structural inferences from the doctrine of separation of powers.[5]

{5} The constitutional assignment of powers, moreover, is compelling and relevant for twentieth century America for at least three reasons. First, separation of powers issues are perennial, for they require consideration of the proper repository of power. Contemporary questions about the allocation of power between the President and Congress in foreign affairs are largely the same as those addressed two centuries ago. Second, the logic of collective decisionmaking in the realm of foreign relations is as sound today as it was in the founding period. Third, although the world and the role of the United States in international relations have changed considerably over the past 200 years, most questions of foreign affairs still involve routine policy formulation and do not place a premium on immediate responsive action.

{6} The preference for collective, rather than individual, decisionmaking runs throughout those provisions of the Constitution that govern the conduct of foreign policy. Congress, as a collective governing body, derives broad and exclusive powers from Article I to regulate foreign commerce and to initiate all hostilities on behalf of the United States, including war. As Article II indicates, the President shares with the Senate the treaty-making power and the power to appoint ambassadors. Only two powers in foreign relations are assigned exclusively to the President. First, he is commander-in-chief, but he acts in this capacity by and under the authority of Congress. As Alexander Hamilton and James Iredell argued, the President, in this capacity, is merely first admiral or general of the armed forces, after war has been authorized by Congress or in the event of a sudden attack against the United States.[6] Secondly, the President has the power to receive ambassadors. Hamilton, James Madison, and Thomas Jefferson agreed that this clerk-like function was purely ceremonial in character. Although this function has come to entail recognition of states at international law, which carries with it certain legal implications, this founding trio contended that the duty of recognizing states was more conveniently placed in the hands of the executive than in the legislature.[7] These two powers exhaust the textual grant of authority to the President regarding foreign affairs jurisdiction. The President's constitutional authority pales in comparison to the powers of Congress.

{7} This Constitutional preference for shared decisionmaking is emphasized again in the construction of the shared treaty power: "He shall have Power, by and with the Advice and consent of the Senate, to make Treaties, provided two-thirds of the Senators present concur."[8] The compelling simplicity and clarity of the plain words of this clause leave no room to doubt its meaning.[9] There is no other clause that even intimates a presidential power to make agreements with foreign nations. Therefore, as Hamilton argued, the treaty power constitutes the principal vehicle for conducting U.S. foreign relations.[10] In fact, there was no hint at the Constitutional Convention of an exclusive Presidential power to make foreign policy. To the contrary, all the arguments of the framers and ratifiers were to the effect that the Senate and President, which Hamilton and Madison described as a "fourth branch of government" in their capacity as treaty maker,[11] are to manage concerns with foreign nations.[12] While a number of factors contributed to this decision,[13] the pervasive fear of unbridled executive power loomed largest.[14] Hamilton's statement fairly represents these sentiments:

The history of human conduct does not warrant that exalted opinion of human nature which would make it wise in a nation to commit interests of so delicate and momentous a kind, as those which concern its intercourse with the rest of the world, to the sole disposal of a magistrate created and circumstanced as would be a President of the United States.[15]

{8} The widespread fear of executive power that precluded presidential control of foreign policy also greatly influenced the Convention's design of the War Clause. Article I, section 8, paragraph 11 states: "The Congress shall have Power . . . To declare War."[16] The plain meaning of the clause is buttressed by the unanimous agreement among both framers and ratifiers that Congress was granted the sole and exclusive authority to initiate war. The warmaking power, which was viewed as a legislative power by Madison and Wilson, among others, was specifically withheld from the President.[17] James Wilson, second only to Madison as an architect of the Constitution, summed up the values and concerns underlying the war clause for the Pennsylvania Ratifying Convention:

This system will not hurry us into war; it is calculated to guard against it. It will not be in the power of a single body of men, to involve us in such distress; for the important power of declaring war is vested in the legislature at large. This declaration must be made with the concurrence of the House of Representatives; from this circumstance we may draw a certain conclusion that nothing but our national interest can draw us into war.[18]


No member of the Constitutional Convention and no member of any state ratifying convention ever attributed a different meaning to the War Clause.[19]

{9} This undisputed interpretation draws further support from early judicial decisions, the views of eminent treatise writers, and from nineteenth-century practice. I have discussed these factors elsewhere; here the barest review must suffice.[20] The meaning of the War Clause was put beyond doubt by several early judicial decisions. No court since has departed from this early view. In 1800, in Bas v. Tingy, the Supreme Court held that it is for Congress alone to declare either an "imperfect" (limited) war or a "perfect" (general) war.[21] In 1801, in Talbot v. Seeman, Chief Justice John Marshall, a member of the Virginia Ratifying Convention, stated that the "whole powers of war [are], by the Constitution of the United States, vested in [C]ongress. . . ."[22] In Little v. Barreme, decided in 1804, Marshall concluded that President John Adams' instructions to seize ships were in conflict with an act of Congress and were therefore illegal.[23] In 1806, in United States v. Smith, the question of whether the President may initiate hostilities was decided by Justice William Paterson, riding circuit, who wrote for himself and District Judge Tallmadge: "Does he [the President] possess the power of making war? That power is exclusively vested in Congress . . . It is the exclusive province of Congress to change a state of peace into a state of war."[24] In 1863, the Prize Cases presented the Court with its first opportunity to consider the power of the President to respond to sudden attacks.[25] Justice Robert C. Grier delivered the opinion of the Court:

By the Constitution, Congress alone has the power to declare a natural or foreign war . . . If a war be made by invasion of a foreign nation, the President is not only authorized but bound to resist force, by force. He does not initiate the war, but is bound to accept the challenge without waiting for any special legislative authority. And whether the hostile party be a foreign invader, or States organized in rebellion, it is none the less a war, although the declaration of it be "unilateral."[26]


These judicial decisions established the constitutional fact that it is for Congress alone to initiate hostilities, whether in the form of general or limited war; the President, in his capacity as commander-in-chief, is granted only the power to repel sudden attacks against the United States.[27]

{10} The Convention's attachment to collective judgment and its decision to create a structure of shared power in foreign affairs provided, in the words of Wilson, "a security to the people," for it was a cardinal tenet of republican ideology that the conjoined wisdom of many is superior to that of one.[28] The emphasis on group decisionmaking came, of course, at the expense of unilateral executive authority. This hardly posed a difficult choice, however; for the framers and ratifiers held a pervasive distrust of executive power, a deeply held suspicion that dated to colonial times.[29] As a result of this aversion to executive authority, the Convention placed control of foreign policy beyond the unilateral capacity of the President. Furthermore, as Madison said, the Convention "defined and confined" the authority of the President so that a power not granted could not be assumed.[30]

{11} The structure of shared powers in foreign relations serves to deter abuse of power, misguided policies, irrational action, and unaccountable behavior.[31] As a fundamental matter, emphasis on joint policymaking permits the airing of sundry political, social, and economic values and concerns. Such a structure wisely ensures that the ultimate policies will not merely reflect the private preferences or the short-term political interests of the President.[32]

{12} Of course, this arrangement has come under fire in the postwar period on a number of policy grounds. Some have argued, for example, that fundamental political and technological changes in the character of international relations and the position of the United States in the world have rendered obsolete an eighteenth century document designed for a peripheral, small state in the European system of diplomatic relations. Moreover, it has been asserted that quick action and a single, authoritative voice are necessary to deal with an increasingly complex, interdependent, and technologically linked world capable of almost instantaneous massive destruction. Extollers of presidential dominance also have contended that only the President has the qualitative information, the expertise, and the capacity to act with the necessary dispatch to conduct U.S. foreign policy.[33]

{13} These policy arguments have been reviewed, and discredited, elsewhere; space limitations here permit only a brief commentary.[34] Above all else, the implications of U.S. power and action in the twentieth century have brought about an even greater need for institutional accountability and collective judgment than existed two hundred years ago. The devastating, incomprehensible destruction of nuclear war and the possible extermination of the human race demonstrate the need for joint participation in any decision to initiate war. Moreover, most of the disputes at stake between the executive and legislative branches in foreign affairs have virtually nothing to do with the need for rapid response to crisis. Rather, they are concerned only with routine policy formulation and execution, a classic example of the authority exercised under the separation of powers doctrine.[35]

{14} Nevertheless, these joint functions have been fused by the executive branch and have become increasingly unilateral, secretive, insulated from public debate, and hence unaccountable.[36] In the wake of Vietnam, Watergate, and the Iran-contra scandal, unilateral executive behavior has become ever more difficult to defend. Scholarly appraisals have destroyed arguments about intrinsic executive expertise and wisdom in foreign affairs and the alleged superiority of information available to the President.[37] Moreover, the inattentiveness of presidents to important details and the effects of "groupthink" that have dramatized and exacerbated the relative inexperience of various presidents in international relations have also devalued the extollers' arguments. Finally, foreign policies, like domestic policies, are reflections of values. Against the strength of democratic principles, recent occupants of the White House have failed to demonstrate the superiority of their values in comparison to those of the American people and their representatives in Congress.

{15} The assumption of foreign affairs powers by recent presidents represents a fundamental alteration of the Constitution that is both imprudent and dangerous. We turn now to an examination of the judiciary's contribution to executive hegemony in foreign affairs.
 

I. THE JUDICIARY AND FOREIGN AFFAIRS
THE INFLUENCE OF CURTISS-WRIGHT


 

{16} There can be little doubt that the opinion in United States v. Curtiss-Wright Export Corp. in 1936 has been the Court's principal contribution to the growth of executive power over foreign affairs.[38] The Court's declaration that the President is the "sole organ of the federal government in the field of international relations" is a powerful, albeit unfortunate, legacy of the case.[39] Even when the sole organ doctrine has not been invoked by name, its spirit, indeed its talismanic aura, has provided a common thread in a pattern of cases that have exalted presidential power above constitutional norms.

{17} The domination of Curtiss-Wright is reflected in the fact that it is quite likely the most frequently cited case involving the allocation of foreign affairs powers.[40] The Court's opinion possesses uncommon significance in spite of the fact that the case raised merely the narrow question of the constitutionality of a joint resolution that authorized the President to halt the sale of arms to Bolivia and Paraguay, then involved in armed conflict in the Chaco, in order to help stop the fighting. In an opinion by Justice George Sutherland, the Court upheld the delegation of power against the charge that it was unduly broad. If Justice Sutherland had confined his remarks to this issue, Curtiss-Wright would have been overshadowed by Panama Refining Co. v. Ryan and would never have surfaced in the tables of contents of undergraduate textbooks.[41] But Sutherland strayed from the issue and, in some ill-considered dicta, imparted an unhappy legacy: the chimerical idea that authority in foreign affairs was essentially an executive power, which he explained "as the very delicate, plenary, and exclusive power of the President as the sole organ of the federal government in the field of international relations, a power which does not require as a basis for its exercise an act of Congress."[42]

{18} Let us consider the historical context from which Sutherland extracted the sole organ doctrine. In short, Sutherland greatly expanded on Congressman John Marshall's speech in 1800 in which he noted, "The President is the sole organ of the nation in its external relations . . . Of consequence, the demand of a foreign nation can only be made on him."[43] Marshall was defending the decision of President John Adams to surrender to British officials a British deserter, Jonathan Robbins, in accordance with the Jay Treaty. The Robbins affair involved a demand upon the United States, according to Marshall, and it required a response from the President on behalf of the American people. At no point in his speech did Marshall argue that the President's exclusive authority to communicate with foreign nations included a power to formulate or develop policy. Professor Edward S. Corwin properly concluded, "Clearly, what Marshall had foremost in mind was simply the President's role as instrument of communication with other governments."[44] This point of procedure had been acknowledged in 1793 by then Secretary of State Thomas Jefferson, and this view had not been challenged.[45] Thus, it was Sutherland who infused a purely communicative role with a substantive policymaking function and thereby manufactured a great power out of the Marshallian sole organ doctrine. To have done this, as McDougal and Riesman observed, was to confuse the "organ" with the "organ grinder" and effectively undermine the constitutional design for collective decisionmaking in foreign affairs.[46]

{19} Curtiss-Wright, then, was a radical, path-breaking case. Despite the fact that exclusive presidential authority was a product of Justice Sutherland's imagination, and despite the fact that Sutherland's rhetoric has been dismissed as "dictum," it has nevertheless enjoyed a long life.[47] For more than fifty years now, the Court has trotted out the sole organ doctrine whenever it has required a rationale to support a constitutionally doubtful presidential action in foreign affairs. On such occasions, and they have been numerous, the ghost of Curtiss-Wright has been made to walk again. Even the most cursory review of the cases in which it has been invoked makes clear that the essence of this "spirit" is great "deference to executive judgment in this vast external realm" of foreign relations.[48]

{20} This deference is perhaps attributable to the effects of "court-positivism." According to this doctrine, the Court's decisions are treated "as a given, to be explained, manipulated, and systematized, but criticized only within narrow limits."[49] This doctrine culminates in the view that the Constitution means what the justices say it means. The tendency, therefore, is to treat as "oracles" the few cases that have dotted an otherwise barren constitutional landscape. Professor Gerhard Casper has described court positivism thus: "It has also the paradoxical effect of assigning a disproportionate importance to the few 'legal' precedents that do exist. Absent the continuous consideration and reconsideration of rules and principles, a few oracles have led to the emergence of a constitutional mythology that does not bear close analysis."[50] For all its shortcomings, Curtiss-Wright has assumed the status of an oracle. It has led the judiciary to defer to executive judgment in cases involving executive agreements, travel abroad, treaty termination, and the war power. Of course, these judicial decisions have also drawn on the political question doctrine, grounds of nonjusticiability and on the silence and inaction of Congress. But the spirit of Curtiss-Wright is pervasive.
 

Executive Agreements


 

{21}Since Curtiss-Wright, presidents have utilized executive agreements as the primary means of dominating the conduct of foreign policy.[51] This practice, which has resulted in a flood of unilateral presidential agreements, precludes a role for the Senate; therefore, executive agreements subvert the basic constitutional scheme established in Philadelphia.[52] The structural design of the Treaty Clause, as we have seen, was to preclude the President from entering the field of foreign affairs without the participation of the Senate. Fear of the abuse of power dissuaded the framers from vesting the executive with such unilateral authority.[53]

{22} There was no doubt among the framers and ratifiers that the treaty making power was omnicompetent in foreign affairs; its authority covered the field. As explained by Hamilton:

From the best opportunity of knowing the fact, I aver, that it was understood by all to be the intent of the provision to give that power the most ample latitude--to render it competent to all the stipulations which the exigencies of national affairs might require; competent to the making of treaties of alliance, treaties of commerce, treaties of peace, and every other species of convention usual among nations . . . And it was emphatically for this reason that it was so carefully guarded; the cooperation of two-thirds of the Senate with the President, being required to make any treaty whatever.[54]


 

{23}The text of the Constitution makes no mention of executive agreements. Moreover, there was no reference to them in the Constitutional Convention or in the state ratifying conventions. The Federalist papers likewise are silent on the subject. There is, then, no support in the architecture of the Constitution for executive agreements. Yet their usage has flourished since 1936. Presidents claim independent constitutional power to make them,[55] and the judiciary has sustained such presidential claims of authority.[56] The ultimate task, then, is to determine the source from which the President derives the power to make executive agreements.

{24} An examination of the leading cases involving executive agreements discloses judicial reliance on two constitutional grounds: the sole organ doctrine and the recognition power of the President.[57] However, neither of these grounds is tenable. In United States v. Belmont, Justice Sutherland upheld the validity of an executive agreement that President Franklin D. Roosevelt negotiated with the Soviet Union in 1933 involving the assignment of assets in both countries.[58] The Court took judicial notice that the Litvinov Assignment--an agreement on property claims between Franklin Roosevelt and Maxim Litvinov--was executed in conjunction with the 1933 recognition of the Soviet government. The Court concluded that the pact derived its force both from the President's status as sole organ and from his power to recognize foreign governments.[59] Justice Sutherland stated that Senate consultation was not required.[60]

{25} Justice Sutherland's sole organ doctrine fares no better in the Belmont setting. Moreover, his invocation of the President's "recognition power," which is derived from his duty under Article II, section 3, to "receive Ambassadors and other public ministers," is misinterpreted. Hamilton, Madison, and Jefferson shared the understanding that the recognition clause conferred upon the President merely a ceremonial function that does not include any "discretion" to reject foreign ministers.[61] Writing what Madison considered the "original gloss" on the meaning of the clause, Hamilton explained:

[The authority] to receive ambassadors and other public ministers . . . is more a matter of dignity than authority. It is a circumstance which will be without consequence in the administration of government; and it was far more convenient that it should be arranged in this manner, than there should be a necessity of convening the legislature, or one of its branches, upon every arrival of a foreign minister, though it were merely to take the place of a departed predecessor.[62]


By any measure, Hamilton was referring to a diplomatic function.

{26} As Professor Louis Henkin has observed, "receiving ambassadors" seems "a function rather than a 'power,' a ceremony which in many countries is performed by a figurehead."[63] Indeed, the distinction between a power and a function cannot be stressed too strongly. Henkin has justly remarked that "while making treaties and appointing ambassadors are described as 'powers' of the President, receiving ambassadors is included in section 3, which does not speak in terms of power but lists things the President 'shall' or 'may do.'"[64]

{27} Given the apparent refusal of the Convention members to convert the recognition clause into a well of discretionary power and to clothe the President with the treaty making power so that he alone might conduct foreign policy, Belmont certainly represents an "extreme extension" of presidential power in foreign affairs.[65] This extension contravenes not only the structure of the treaty power but also the policy reasons that predetermined that structure. Justice Sutherland did not address the Framers' intent in Belmont.

{28} The Court again considered the validity of the Litvinov Assignment in 1942 in United States v. Pink.[66] Echoing the opinion in Belmont, Justice William O. Douglas invoked the sole organ doctrine as well as the recognition power as authorization for the executive agreement.[67] However, there was no need for Justice Douglas to attempt to sustain the assignment on purely presidential powers. He concluded that "the executive policy had been 'tacitly' recognized by congressional appointment of commissioners to determine American claims against the Soviet fund."[68] However, Chief Justice Harlan Stone exposed the real issue in his dissent by stating, "We are referred to no authority which would sustain such an exercise of power as is said to have been exerted here by mere assignment unratified by the Senate."[69]

{29} Belmont and Pink, in drawing upon Curtiss-Wright[70], can be seen as facilitating the trend toward presidential control of U.S. foreign policy, at least with respect to the use of executive agreements. And beginning in 1937, a virtual torrent of such agreements was unleashed, at the expense of the Senate and its constitutional role in making treaties.[71] This trend, which continues to this day, as seen in Dames & Moore v. Regan, constitutes a fundamental and extraordinary shift of power from Congress to the President.[72]

{30} In Dames & Moore, which represented "a political decision by a political court," the High Tribunal was at pains to sustain the constitutionality of President Jimmy Carter's executive agreement with Iran that secured the release of American hostages.[73] In his opinion for the Court, then Justice (now Chief Justice) William Rehnquist found statutory authorization for much of the agreement but none for a critical leg: the suspension of all claims pending against Iran in U.S. courts.[74] Undaunted, Justice Rehnquist held that Congress had "tacitly" approved the President's pact. Apparently, Congress had evinced its support in two ways. First, Rehnquist located two statutes, the "general tenor" of which, he said, had delegated broad discretionary power to the President.[75] He conceded, however, that the statutes alone did not provide sufficient authority for the agreement.[76] Second, Justice Rehnquist asserted that, by virtue of its silence, Congress had acquiesced in the agreement. The Court concluded that the absence of explicit delegation did not imply congressional disapproval but merely showed that Congress had not anticipated such a situation.[77]

{31} To be sure, the doctrine of "tacit" delegation based on congressional acquiescence has its place in American jurisprudence. But "tacit" delegation is an acquiescence of a particular kind; it is based on a settled congressional understanding of an administrative construction of a statute. In other words, suppose an administrative agency adopts an erroneous interpretation of a statute. If Congress reenacts the statute with knowledge of the administrative interpretation, it is said to incorporate that interpretation and to give statutory standing to what was previously unlawful.[78] In effect, Congress ratifies and adopts that construction.

{32} We find a single decision supporting this supposition. In the nineteenth century, Congress passed a number of statutes that made public lands available for private occupation. However, on hundreds of occasions, without statutory authority, the President withdrew some land from the right of entry. In 1915, in United States v. Midwest Oil Co., the Court upheld President William Taft's withdrawal of certain lands from the appropriation of oil rights offered to the public by an act passed in 1897.[79] The Court, consistent with the doctrine of tacit delegation, stated that the "long-continued practice, known to and acquiesced in by Congress," had gained the "implied consent of Congress."[80]

{33} There is, of course, no merit to the argument that an executive abuse of power acquires legal status if Congress does not correct it. In a parallel case, the Supreme Court held that a well-established, well-known and long-continued practice of granting suspended sentences did not justify the federal courts in following this practice when the statute did not authorize it.[81] Nevertheless, the case is one of statutory interpretation. It treated congressional acquiescence as statutory authorization, not as a gloss on the Constitution.

{34} Justice Rehnquist invoked Midwest Oil as precedential authority for his theory that Congress may acquiesce in presidential practices through silence. Of course, Midwest Oil is inapposite to Dames & Moore. In Midwest Oil, the Court recognized that Congress had passed a number of statutes with full knowledge of prior presidential action. Those statutes provided the requisite ratification of an administrative action. There was no such ratification in Dames & Moore. Indeed, even Rehnquist conceded that Congress had not passed a single statute to authorize the executive agreement in the Iranian hostage crisis. Finally, Congress did not even grant the "tacit" consent that it had in Pink, by virtue of its appointment of negotiators. There was no such congressional support in Dames & Moore.

{35} What remained for Rehnquist at this point was to glean congressional support from congressional silence. This enterprise was problematic; indeed, the Court has stated that it is "treacherous to find in congressional silence alone the adoption of a controlling rule of law."[82] A failure to object does not necessarily mean that Congress approves of the action. There may be numerous reasons why Congress may not act even though a majority of the body may disagree with the President. Professor Gewirtz has written:

[W]hen Congress is faced with an executive policy that is in place and functioning, Congress often acquiesces in the executive's action for reasons which have nothing to do with the majority's preferences on the policy issues involved . . . In such a situation, Congress may not want to be viewed as disruptive; or Congresspersons may not want to embarrass the President; or Congress may want to score political points by attacking the executive's action rather than accepting political responsibility for some action itself; or Congresspersons may be busy running for reelection or tending to constituents' individual problems; or Congress may be lazy and prefer another recess.[83]


 

{36} The implications of Justice Rehnquist's reasoning are staggering. Ineluctably, the "doctrine of silence" would sanction "an almost total transfer of legislative power to the executive, so long as Congress does not object."[84] Justice Rehnquist's argument is not new, of course, for it is but a page torn from Theodore Roosevelt's "stewardship theory" of the presidency. As explained by Roosevelt:

I decline to adopt this view that what was imperatively necessary for the nation could not be done by the President, unless he could find some specific authorization to do it . . . I did not usurp power but I did greatly broaden the use of executive power. In other words, I acted for the common well being of all our people whenever and in whatever measure was necessary, unless prevented by direct constitutional or legislative prohibition.[85]


Roosevelt's view, like Rehnquist's, "means that the President is free to undertake any folly, provided it is so gross that it has not occurred to Congress to forbid it."[86]

{37} At bottom, perhaps Dames & Moore v. Regan should not be understood as having sustained a purely executive agreement; after all, Justice Rehnquist ruled that the President enjoyed congressional authorization through tacit delegation. But Justice Rehnquist has misapplied the doctrine. As applied, it is a prescription for the exercise of unilateral presidential power in foreign affairs.
 

Travel Cases


 

{38} For the past thirty years, the Supreme Court has steadily increased the power of the President to restrict the right of U.S. citizens to travel abroad. The peak of the Court's respect for the wishes of citizens to visit foreign lands was exhibited in its 1958 ruling in Kent v. Dulles, where the Court found that the right to travel is guaranteed by the Due Process Clause of the Fifth Amendment.[87] Since then, the Court has managed to "find" exceptions to that right by bowing to painfully plastic invocations of national security needs. The Court's vulnerability to the spirit of Curtiss-Wright--"deference to the judgment of the executive"--and its willingness to find congressional "approval" of State Department passport policies on the flimsiest of pretexts, have created an environment in which the administration is the sole judge of its policies.[88] In just a handful of cases, the Court has transmuted a congressional lawmaking function to determine what, if any, restrictions are to be imposed in foreign travel into a discretionary executive policymaking tool of great scope. In light of this fundamental shift of power, Justice Brennan has been moved to remark, "The reach of the Secretary [of State]'s discretion is potentially staggering."[89]

{39} The first national passport legislation passed in 1858 vested in the executive branch the exclusive authority to issue passports. Congress codified the language of this act in the Passport Act of 1926.[90] The 1926 Act did not grant specific authority to the Secretary of State to refuse or revoke passports because, at that time, Congress did not require passports for international travel by U.S. citizens except during periods of war or national emergency.[91] However, the Court found in Kent v. Dulles that, in passing the 1926 Passport Act, Congress had adopted the State Department's prior administrative practice. Apparently, the Secretary of State had authority to resolve questions of the allegiance of a passport applicant, which meant verifying his or her citizenship as well as investigating the applicant's criminal activity. In the latter case the Secretary could deny passports to those violating U.S. law or seeking to escape the law. Thus, the adoption of this administrative practice by statute constituted a legalization of that practice.

{40} The Court has ruled on only a few cases challenging the validity of State Department regulations developed under the Passport Act. In Kent v. Dulles, the first major case concerning this issue, the Secretary of State denied the passport application of two Communists under a department regulation that prohibited the issuance of passports to Communist party members or to persons going abroad to engage in activities enhancing the Communist movement. The Court invalidated the regulation, per Justice Douglas, who ruled that the freedom to travel is a "liberty" protected by the Fifth Amendment and, moreover, that any regulation of the freedom to travel must be made pursuant to the congressional lawmaking function and must therefore be narrowly construed. Since the secretary lacks express authority to deny passports, only an administrative practice clearly adopted by Congress would imply a delegation of its lawmaking function. The Court found that neither the established administrative practice nor the specific delegation to the Secretary were sufficient to deny a passport merely because of one's beliefs and associations.[92]

{41} The bubble burst seven years later in Zemel v. Rusk, in which the Court, per Chief Justice Earl Warren, sustained the Administration's total ban on travel to Cuba.[93] The Court applied the standard developed in Kent and claimed to have discovered a substantial and consistent State Department practice of restricting travel to named geographic areas, both in wartime and peacetime, sufficient to warrant a conclusion that Congress was aware of the Secretary's policy and thus implicitly approved of such restrictions. The substance and "consistency" of such a practice is doubtful. Justice Arthur Goldberg, in a dissenting opinion, revealed that these "precedents" occurred during the proximity of war and were thus immaterial because they fell within the war power of the executive.[94]

{42} The Zemel Court also dismissed the Fifth Amendment challenge, reasoning that if the government could restrict travel within the United States for safety and welfare purposes, then surely the State Department could similarly restrict travel to Cuba for the same reasons. Chief Justice Warren, invoking Curtiss-Wright, said that "the weightiest considerations of national security" permit these travel restraints without violating due process.[95]

{43} Justice Hugo Black filed a strong dissenting opinion and took Warren to task for permitting the executive branch to make laws:

Since Article I, however, vests "All legislative Powers" in the Congress, and no language in the Constitution purports to vest any such power in the President, it necessarily follows, if the Constitution is to control, that the President is completely devoid of power to make laws regulating passports or anything else. And he has no more power to make laws by labeling them regulations than to do so by calling them laws . . . I cannot accept the Government's argument that the President has "inherent" power to make regulations governing the issuance and use of passports.[96]


 

{44} In Kent and Zemel, the Court recognized enforcement as one method of establishing congressional awareness and approval of the regulation. But it also stated, in terms foreshadowing Dames & Moore v. Regan, that courts could find approval from nothing more than congressional silence about a long-standing administrative practice. Chief Justice Warren Burger concluded that Congress had implicitly adopted the administrative construction because it had not made any changes in the executive's basic rulemaking power when it passed the Immigration and Nationality Act of 1952 or when it amended the Passport Act in 1978. Chief Justice Burger observed that Congress must have been aware of the "longstanding and officially promulgated view" of the State Department that the President could revoke passports for reasons of national security. There is, of course, no such official policy, and the cases advanced by Burger are not supportive.[97]

{45} The Kent-Zemel standard, which required a consistent pattern of actual enforcement in order to establish the requisite congressional approval, was for all intents and purposes overruled in Haig v. Agee.[98] Haig produced a new standard for establishing congressional approval: that Congress allows the State Department to construct its own regulations provides sufficient basis to assume implicit congressional approval of a passport regulation.[99] The Court in Kent had rejected a similar assertion by the government, holding that only an established departmental practice can convince the Court that Congress is sufficiently aware of the claimed authority. But the Court in the Haig decision did not require frequent instances of enforcement in order to build a track record. Even if no enforcement occurred, the validity of the executive's authority would not be destroyed, nor would lack of enforcement preclude congressional awareness of the State Department's construction.[100]

{46} That the Court could assume this position is all the more incredible in light of Congress' 1978 amendment of the Passport Act so as to deprive the President of all discretion with respect to the issuance of passports except to those countries with which the United States is at war or where there is imminent danger to Americans.[101] Yet in the face of this statute, the Court asserted the superiority of national security claims, stating that "it is obvious and unarguable that no government interest is more compelling than the security of the nation."[102] Therefore, said the Court, the government may regulate foreign travel within the limits of due process. But the guarantees of due process demand nothing more than the offer of a prompt revocation administrative hearing and a statement of reasons for the action.[103]

{47} Given the Court's view in Haig that the executive branch need merely assert a construction of its own regulation in order to satisfy the need for congressional awareness, it is little wonder that Justice Brennan would view the State Department's discretion as "potentially staggering."[104] Perhaps his use of the word "potentially" was optimistic. The discretion already is "staggering."
 

The Political Question Doctrine


 

{48}The political question doctrine, the "principle under which the courts defer the determination of an issue to the political branches of government," stems primarily from the Court's concern for the separation of powers and its own role within that scheme.[105] There is a continuing debate about the scope of the doctrine, the essence of which involves two very different theories.

{49} Chief Justice John Marshall espoused the "classical" view in Cohens v. Virginia, stating that the courts "have no more right to decline the exercise of jurisdiction which is given, than to usurp that which is not given."[106] Similarly, Professor Herbert Wechsler has said that the existence of a political question in any particular issue is determined by "whether the Constitution has committed to another agency of government the autonomous determination of the issue."[107] Accordingly, a court must first decide the threshold separation of powers issue before it can invoke the political question doctrine.[108] A second theory, the "prudential" view, holds that courts should weigh the consequences that a particular case might have on the judiciary before addressing the merits of the claim.[109]

{50} The invocation of the political question doctrine has been a major means by which the judiciary has strengthened the President's role in foreign affairs. This section examines the judicial application of the doctrine in the areas of war making and treaty termination. First we turn to Goldwater v. Carter, in which Rehnquist, writing for a plurality, stretched the doctrine beyond its previous limits.[110]
 

Treaty Termination


 

{51} In Goldwater v. Carter, Senator Barry Goldwater challenged President Carter's unilateral termination of the 1954 Mutual Defense Treaty with Taiwan.[111] In an opinion by Rehnquist (Burger, Stewart, and Stevens concurring), it was held that the issue of treaty termination represented a nonjusticiable political question precisely because it involved "the authority of the President in the conduct of foreign relations and the extent to which the senate or congress is authorized to negate the action of the President."[112]

{52} The plurality's decision clearly is unfounded. In the words of Justice William Brennan's dissent, the quartet "profoundly misapprehend[ed] the political question doctrine as it applies to foreign relations."[113] Indeed, in the opinion of Justice Lewis Powell, who concurred in the dismissal of the case but on grounds of ripeness, the foursome's "reliance upon the political question doctrine [was] inconsistent with our precedents."[114]

{53} In his notable opinion in Baker v. Carr, Justice Brennan drew order from the confusion surrounding the political question doctrine.[115] After a discussion of the previous cases, he set forth six alternative tests for identifying political questions:

Prominent on the surface of any case held to involve a political question is found a textually demonstrable constitutional commitment of the issue to a coordinate political department; or a lack of judicially discoverable and manageable standards for resolving it; or the impossibility of deciding without an initial policy determination of a kind clearly for non-judicial discretion; or the impossibility of a court's undertaking independent resolution without expressing lack of respect due coordinate branches of government; or an unusual need for unquestioning adherence to a political decision already made; or the potentiality of embarrassment from multifarious pronouncements by various departments on one question.[116]


 

{54} The issue of treaty termination does not conform to any of these analytical components of the political question doctrine. Justice Brennan's first test--a textual commitment--has been justly characterized by Wechsler as the governing principle of the doctrine. He stated that "all the doctrine can defensibly imply is that the courts are called upon to judge whether the Constitution has committed to another agency of government the autonomous determination of the issue raised."[117] There is, of course, no textual commitment of the authority to terminate treaties, for the Constitution is silent on the point. Thus, Goldwater certainly could not be labeled a political question case on this ground.

{55} Under Brennan's second test, there is also no "lack of judicially discoverable and manageable standards" for resolving the issue.[118] For example, the Court might have examined the logic of the treaty power's structure and drawn the inference that the authority to terminate treaties is coalescent with the treaty power. Support for this symmetrical construction was expressed by Justices Joseph Story and Benjamin Cardozo, two of the nation's most eminent jurists. Or the Court might have studied the historical practice of treaty termination, which would have revealed three alternatives: termination by the President and Senate jointly, by congressional directive, or by independent presidential action. Any one of these inquiries would have disclosed "manageable standards."[119]

{56} Neither Brennan's third test, which prohibits a nonjudicial policy determination, nor his fourth, which precludes resolution of the issue if it would require the judiciary to exhibit insufficient respect toward a coordinate branch of government, is applicable here either.[120] Surely the courts may not undertake an initial policy determination to make or terminate a treaty, for this type of action is nonjudicial. But deciding whether the appropriate political branch has made that determination is clearly justiciable.[121] Moreover, the Court does not commit such a social solecism if it determines that the President has transgressed constitutional bounds. As Chief Justice John Marshall stated in Marbury v. Madison, "to what purpose are powers limited, and to what purpose is that limitation committed to writing, if these limits may, at any time, be passed by those intended to be restrained?"[122] Whatever risk of insufficient respect toward the President exists, the overriding concern must attach to the integrity of the Constitution and its framework of limited government. "It is far more important," observed Justice Douglas, "to be respectful to the Constitution than to a coordinate branch of the government."[123]

{57} Brennan's fifth criterion is "an unusual need for unquestioned adherence to a political decision already made."[124] Although it is not clear which cases might satisfy this criterion, outside of, perhaps, a declaration of war, it is hard to imagine that this test could encompass the termination of a treaty.

{58} Finally, the last reason cited by Brennan was "the potential embarrassment from multifarious pronouncements by various departments on one question."[125] Brennan probably had in mind Luther v. Borden, in which the Court was asked to decide which of two rival governments was the legitimate republican government in Rhode Island.[126] That case represented the possibility of six pronouncements, by six departments, on one question. In Goldwater, however, we do not find "multifarious pronouncements." Indeed, only the President acted, and that action was challenged as unconstitutional. If the Court had ruled that President Carter's termination of the Taiwan Treaty were invalid, that fact no doubt would have been embarrassing to some and annoying to Peking, but it would not have produced the chaos Justice Brennan had in mind.

{59} For Justice Rehnquist, the issue of treaty termination was a nonjusticiable political question merely because it raised the question of the allocation of foreign affairs power between the President and Congress. Rehnquist thus ignored Justice Brennan's sagacious observation in Baker v. Carr that "it is error to suppose that every case or controversy which touches foreign relations lies beyond judicial cognizance."[127] Justice Rehnquist's obeisance to the President in the conduct of foreign policy recalls the folly of Curtiss-Wright, the proposition that the President is the sole organ in foreign affairs.[128]

{60} Whatever authority the President has in the formulation of international policy, he is not the Pied Piper, and the other branches of government and the American public are not the children of Hamlin. Such a storybook view of presidential power cannot be reconciled with constitutional restrictions. To be sure, the allocation of power in the Constitution is not always clear, but when there is a question as to the repository of authority, determination of the matter is left to the courts. Justice Rehnquist's view that each of the branches "has resources available to protect its interests" would, as Raoul Berger has remarked, "return us to settlement of differences by Kentucky feud."[129] Rehnquist's adoration for this sort of legal Darwinism would not save us from a covetous or usufructuary executive, but a Court committed to the Constitution might.

{61} In an astute study of the political question doctrine, Professor Fritz Scharpf concluded that "the political question . . . had no place when the [C]ourt was presented with conflicting claims of competence among the departments of the federal government."[130] That was the view of the Court in Powell v. McCormack, where it declared that its principal duty was to decide "whether the action of [another] branch exceeds whatever authority has been committed."[131] In Goldwater, however, the Court abdicated that duty. Despite Justice Powell's reminder that in the past the Court had been willing to determine "whether one branch of our government has impinged upon the power of another," the Court declined to answer a very straightforward question in Goldwater: In which department of government does the Constitution vest the authority to terminate treaties?[132]

{62} As a practical matter, the Court's action, or rather its inaction, left the termination of the Mutual Defense Treaty intact. Although the plurality opinion in Goldwater did not establish a legal precedent, it will nevertheless establish a foundation, however shaky, for future unilateral presidential treaty terminations.[133] This result will have the unfortunate effect of placing the exclusive authority to terminate defense, commercial, economic, and arms control agreements, among others, in the hands of the President.
 

Political Questions and the War Power


 

{63} Since 1950, the United States has been involved in a series of unilateral executive wars. Presidential usurpation of the war power has become commonplace, but this practice violates the policy objectives of the War Clause. Those present at the Constitutional Convention, fearful that one man might rush the nation into war, vested in Congress the exclusive power to initiate hostilities. Apparently oblivious to the common sense underlying this allocation of power, the judiciary remains a co-conspirator in this bifurcation of law and practice.

{64} Indeed, its invocation of the political question doctrine has been a major means by which the judiciary has strengthened the role of the President in the conduct of foreign policy. Throughout the Vietnam War, for example, lower courts routinely invoked the doctrine in response to challenges to the constitutionality of that war, and many observers viewed this unwillingness to address the merits of the claims as a sign of judicial approval of administration policy.[134] This reticence certainly did not dissuade the President from continuing the war effort.

{65} Aside from the problematical inferences drawn from the silence of the courts, the Vietnam War--like the Korean War before it and the later wars in Grenada and Panama--did not receive congressional authorization, which the Constitution requires.[135] The fact that various Presidents initiated war without congressional authorization created a constitutional crisis that might have been resolved by the judiciary, but it was not. As a consequence, the United States has suffered a string of presidential wars from Korea to Panama.

{66} This series of presidential wars reflects a fundamental shift of power from Congress to the President. In a few cases challenging President Ronald Reagan's military adventures in Grenada, Nicaragua, and El Salvador, lower courts have refused to rule on the merits. As might be expected, they have held that these cases constitute nonjusticiable, political questions.[136] Judicial reluctance to enforce constitutional boundaries in the area of foreign policy has threatened, in Raoul Berger's phrase, to convert the Jefferson "'chains of the Constitution' into ropes of sand."[137] The effect has been to encourage the tendencies of the imperial presidency. It is no surprise, therefore, that recent presidents have come to view the military of the United States as a private army at their beck and call to fulfill the goals of a foreign policy agenda. However, this shift threatens the foundation of our republican form of government as well as our tradition of constitutionalism.[138]

{67} The nation's need for a judicial branch that will unflinchingly "say what the law is," therefore, is of greatest importance.[139] The law, as we have seen, was articulated in a number of cases at the dawn of the Republic: only Congress may constitutionally initiate war.[140] The unwillingness of the judiciary to declare the Vietnam War unconstitutional illustrates the fact that the judicial branch of government abdicated its institutional duties. There is no need here to review the judiciary's treatment of the cases challenging the legality of that war, for such reviews can be found elsewhere.[141] Suffice it to say that although no court affirmed the legality of the unilateral presidential war, only one court declared the war illegal.[142] At the district and circuit court levels, judges routinely declared the issues nonjusticiable, and the Supreme Court routinely denied certiorari.[143]

{68} Recent lower court decisions have, in the tradition of the Vietnam War rulings, dismissed challenges to presidential warmaking on various grounds of nonjusticiability. In Crockett v. Reagan, the D.C. Court of Appeals dismissed as a political question a suit filed by members of Congress that claimed President Reagan had violated the War Powers Resolution when he failed to submit a report that American soldiers had been introduced into hostilities in El Salvador.[144] The Court refused to engage in the fact-finding necessary to determine whether hostilities existed or were imminent and reasoned that "[t]he question here belongs to the category characterized by a lack of judicially discoverable and manageable standards for resolution."[145] The Court stated that it lacked "the resources and expertise [necessary] to resolve disputed questions of fact concerning the military situation in El Salvador."[146] The difficulty involved in the fact-finding process, however, did not justify the invocation of the political question doctrine since the Supreme Court, in Baker v. Carr, had fenced off resolution of disputes characterized by uncertain legal standards but not those which entailed difficulties in settling questions of fact.[147]

{69} Members of Congress who claimed that President Reagan's use of military force in the Persian Gulf in 1987 violated the procedures of the War Powers Resolution met a similar fate in Lowry v. Reagan.[148] In Lowry, 110 plaintiffs saw their suit dismissed on two grounds: political question and remedial discretion. Here, as in Crockett, the Court misapplied the political question doctrine. The Court feared that a decision on the merits--whether a cease-fire in the Gulf meant that U.S. forces were in a situation in which hostilities were either present or imminent--would have required an evaluation of the stability of the cease-fire, a task "beyond judicial cognizance."[149] However, the existence of disputed questions of fact does not provide a basis to apply the political question doctrine; if that were so, judicial abstention would be the rule and not the exception. Disputed facts must be resolved through the traditional means of gathering evidence, not buried by resort to the doctrine of political questions.

{70} The district court in Lowry also dismissed the lawsuit on the basis of the doctrine of remedial discretion, a judicial tool which mandates dismissal of congressional claims where members have an effective in-house remedy for their injuries, such as the enactment, repeal or amendment of a statute.[150] In 1985, in Sanchez-Espinoza v. Reagan, D.C. Circuit Judge (now Justice) Ruth Bader Ginsburg wrote a concurring opinion in which she dismissed as not ripe for review a suit brought by twelve members of Congress on issues arising from U.S. actions in Nicaragua.[151] Judge Ginsburg said of the War Clause claim, "The Judicial Branch should not decide issues affecting the allocation of power between the President and Congress until the political branches reach a constitutional impasse."[152] Moreover,

Congress has formidable weapons at its disposal--the power of the purse and investigative resources far beyond those available in the Third Branch. But no gauntlet has been thrown down here by a majority of the Members of Congress. On the contrary, Congress expressly allowed the President to spend federal funds to support paramilitary operations in Nicaragua. "If the Congress chooses not to confront the President, it is not our task to do so."[153]


The message from the Court was clear and familiar: if Congress fails to assert its powers, it cannot expect to be protected by the judiciary.

{71} The Lowry Court viewed the lawsuit as "a by-product of political disputes within Congress regarding the applicability of the War Powers Resolution to the Persian Gulf situation."[154] The Court drew this conclusion from the numerous bills that had been introduced to "compel the President to invoke" the Resolution, to strengthen it, and to repeal it.[155] The tribunal embraced Justice Powell's concurring opinion in Goldwater v. Carter and stated that the "passage of legislation to enforce the Resolution, would pose a question ripe for review," but that Congress had not passed a law and without it the Court would be interfering in the legislative debate.[156] The court's major error in this line of reasoning was its assumption that the plaintiffs' dispute was with "fellow legislators" and not with the President.[157] Lowry did not involve an intramural debate. Indeed, Congress had, in the passage of the War Powers Resolution, required the President to submit a report when troops had been introduced into hostilities or when hostilities were imminent.[158] President Reagan had not complied with the law and the plaintiffs simply sought enforcement of it.

{72} In 1990, in the closely-watched case Dellums v. Bush, U.S. District Judge Harold H. Greene dismissed as not ripe for review a congressional challenge to President George Bush's claim of unilateral authority to wage war in Kuwait.[159] Nevertheless, in his decision Judge Greene forcefully rejected many of the sweeping claims made by the executive branch. He stated:

[If the President] had the sole power to determine that any particular offensive military operation, no matter how vast, does not constitute war-making but only an offensive military attack, the congressional power to declare war will be at the mercy of a semantic decision by the Executive. Such an 'interpretation' would evade the plain language of the Constitution, and it cannot stand.[160]


 

{73} In response to the Department of Justice's contention that the issue was political and not judicial, Judge Greene ruled:

[T]he Department goes on to suggest that the issue in this case is still political rather than legal, because in order to resolve the dispute the court would have to inject itself into foreign affairs, a subject which the Constitution commits to the political branches. That argument, too, must fail. While the Constitution grants to the political branches, and in particular to the Executive, responsibility for conducting the nation's foreign affairs, it does not follow that the judicial power is excluded from the resolution of cases merely because they may touch upon such affairs . . . In fact, courts are routinely deciding cases that touch upon or even have a substantial impact on foreign and defense policy.[161]


 

{74} Although Judge Greene rejected the Bush Administration's sweeping assertions of independent presidential war powers, he nevertheless determined that the case was not ripe for judicial determination "unless the Congress as a whole, or by a majority, is heard from, the controversy here cannot be deemed ripe; it is only if the majority of the Congress seeks relief from an infringement on its constitutional war-declaration power that it may be entitled to receive it."[162]

{75} While there is merit to the judicial concerns underlying the doctrines of ripeness and remedial discretion, the judiciary's obligation to police constitutional boundaries remains a greater concern. As these matters stand, if a minority in either the House or the Senate is unable to move its chamber to repel a presidential usurpation of power, the minority cannot find relief in court. This problem is particularly acute in the case of war-making, since members of Congress will have been deprived of their constitutional authority to vote on the wisdom of initiating war. The application of these judicial barriers was defended in Lowry and Dellums by the resuscitation of Justice Powell's emphasis on the silence of Congress with respect to the issue of treaty termination in his concurring opinion in Goldwater:

Congress has taken no official action. In the present posture of this case, we do not know whether there ever will be an actual confrontation between the Legislative and Executive branches . . . It cannot be said that either the Senate or the House has rejected the President's claim. If the Congress chooses not to confront the President, it is not our task to do so.[163]


 

{76} The invocation of the doctrines of ripeness and remedial discretion in warmaking cases, on grounds that Congress has taken no action with respect to presidential warmaking, ignores the fact that the institutional indifference of members of Congress toward their constitutional responsibilities has no bearing whatever on the Court's duties, which are independent of those vested in Congress. Neither the judicial duty "to say what the law is"[164] nor the scope of congressional power can be made to hinge on the interests, knowledge or integrity of Congress.[165] History teaches, and the Constitution contemplates, that public servants may not execute their duties faithfully, responsibly, or diligently.[166] How ironic it is that a majority of Congress, uninterested in exercising or defending its powers, as contemplated by the doctrines of separation of powers and checks and balances, would be rewarded for its irresponsibility, while a minority, committed to both constitutionalism and constitutionally-allocated institutional values, can find no relief, support, or protection from the courts.[167]

{77} It is true, as the courts have held, that Congress has resources to draw upon in battle with the executive, among them the power of the purse, the power to abolish programs and departments, investigatory authority, and the ultimate weapon, impeachment of the President for encroachment on its powers or for subversion of the Constitution.[168] But however formidable these weapons may appear to be, they are difficult to effectuate.[169] Moreover, they require majorities, and even a supermajority in the event of impeachment, and thus would be unavailing to the ineffectual minority that seeks judicial protection.[170] But should we really prefer an inter-branch conflict, with knives drawn and tempers frayed, to an impartial and dispassionate judicial resolution of competing constitutional claims?[171] Is the nation well-served by a Court which sits idly by in the face of a manifest constitutional violation?[172]

{79} The Constitution was written not for Congress but for the American people.[173] Presidential usurpation of power does not become more or less legal as a result of congressional acquiescence or challenge. The constitutionality of a presidential act is determined solely on the basis of whether it enjoys constitutional warrant. Thus, judicial settlement of a constitutional controversy between the President and members of Congress, as in Dellums, does not constitute an intrusion into the business of the House and Senate; it serves as a check on the President. It is not an unwarranted interference in the affairs of Congress but an exercise of the courts' duty to police constitutional boundaries.[174] As Chief Justice Edward White stated in 1912, in words that echo Marbury v. Madison, it is the "ever present duty [of the courts] to enforce and uphold the applicable provisions of the Constitution as to each and every exercise of governmental power."[175]

{80} The duty of the Court to enforce the exclusive grant of authority to Congress to initiate war is surely more vital and compelling than its solemn responsibility to safeguard the sole power of Congress to appropriate funds from the United States Treasury.[176] Who would excuse a judicial invocation of the doctrines of ripeness and remedial discretion in the face of a presidential usurpation of the appropriations power? The constitutional measure of the exercise of each power is whether Congress has acted affirmatively by voting. Congressional silence is not the mechanism provided by the Constitution for the authorization of war or appropriations. Whether Congress has taken that affirmative action is a legal issue subject to resolution by the courts.

{81} If a quiescent Congress bows to a usurpatious President, and if the Court shirks its duty to say what the law is, what is left in the way of governmental institutions to bring an errant executive to heel? Who, indeed, will act to maintain the integrity of the Constitution?
 

II. JUDICIAL DEFERENCE TO THE EXECUTIVE


 

{82}As we have seen, the Court has been willing, even eager, to manipulate the Constitution and statutory law in order to justify executive action in the realm of foreign affairs. The Court's reflexive use of law to legitimate the international politics of the President, and its concomitant paralytic refusal to invoke its paramount prerogative of invalidation, have served to exalt the President's authority in these matters above constitutional norms.[177]

{83} The judiciary's deference to the executive and its determination to clothe the President with powers that are not tethered to the Constitution evokes questions about its motives. Why has the judicial branch been so loath to find usurpation of power? Why has it evinced no disposition to frustrate the tremendous growth of power in the executive, especially in the field of foreign relations? A complete explanation is beyond the reach of this article. The explanatory factors adequate to such a task are like pieces of a puzzle that cannot at this juncture be fitted properly. No more is hoped for here than to succeed in placing most of the pieces on the table.

{84} It is likely that the Court views its function as supporting governmental policy once it has been established.[178] Invariably, this perspective translates into support for presidential conduct of U.S. foreign relations. Certainly, any attempt to adduce an explanation would have to include the Court's belief that the President has plenary powers in the area of foreign policy that give him broad, discretionary authority to identify and define national interests and national security. Second, the Court claims that it lacks competence, expertise, equipment, and guidelines for resolution of foreign affairs cases. Finally, the Court fears the embarrassment, chaos, and confusion that may attend the exercise of judicial power reversing a presidential act. These factors have coalesced to make the judiciary an arm of the executive in the conduct of foreign policy.

{85} There can be little doubt that Curtiss-Wright has overwhelmed the foreign relations law of the United States.[179] The Court's penchant for precedent, however flimsy, drives it almost inexorably back to Curtiss-Wright, the source of the view that the President exercises plenary authority over foreign affairs. The effect of court-positivism has given this case an oracular status that will not likely be diminished.[180]

{86} Indeed, from Belmont and Pink to Zemel and Haig, the Court has regularly evinced its support of the President's dominant role.[181] As an attribute of his authority, the President has virtually unlimited discretion to identify and define U.S. national security interests. As manifested in Zemel and Haig, when the Court withdrew all checks on the executive's power to regulate travel where national security interests are concerned, the Court has shown an exaggerated deference to the President's perception in this area. Of course, it is of no moment to the judiciary that this sole organ doctrine has been savaged by constitutional scholars as utterly without foundation and support in Anglo-American legal history.[182]

{87} The Court's obeisance to the President cannot be explained solely in terms of its subscription to the sole organ doctrine, however. Sixty years ago, Professor Louis Jaffe was at pains to understand the Court's almost "unreasoning sense of incompetency" in foreign relations cases.[183] This sense of incompetency--which becomes, in the judges' minds, "no competency"--should be considered in the broader context of the Court's view that the President is superior in every aspect of policymaking because of his alleged superior information, expertise, foreign relations machinery, diplomatic skills, and better understanding of the national interest. In short, the judges place more faith in the executive process of weighing values and measuring the gains and losses of policies than they do in the judicial process. This mindset of a lack of competency is evident in a number of the cases that we have reviewed, ranging from Curtiss-Wright (in which Justice Sutherland supported the President's lofty status with the claim of superior information) to its unwillingness to rule on the issue of unilateral presidential warmaking.[184] The Court's sense of incompetency in foreign affairs is also reflected in the political question doctrine, as exemplified by the test involving a lack of "judicially discoverable and manageable standards."[185]

{87} Given this backdrop of the judiciary's insecurity in its competency and the fact that the Court ordinarily can only check acts after they have occurred, repeated judicial deference is somewhat more comprehensible. As a result, there is something of an urge to "go along" with the established policy. In reality, judicial deference provides a support function for the executive since Congress rarely acts first, and this act of filial piety can work tragedy, as it did in the internment of Japanese-Americans in World War II.

{88} Finally, the Court recognizes the political realities of the international realm. The contortions of Justice Rehnquist in Dames & Moore, stretching and twisting to find congressional authorization for President Carter's agreement with Iran, reflects his understanding of realpolitik and the complexities of international negotiation.[186] If the Court had ruled against the Iranian pact, chaos and confusion may have resulted and a carefully crafted diplomatic package could have been unraveled. A similar fate awaited President Roosevelt in both Belmont and Pink if the Court had not contrived authority for the executive branch. Embarrassment is a weighty concern for the Court, as are its desires to promote order and tranquillity and avoid confusion and stress.

{89} For all of these reasons, and perhaps others, the Court is inclined to take a very narrow view of its role in foreign affairs cases. The reasoning underlying this conception leads the Court to grant considerable respect, latitude, and discretion to other departments, especially in foreign affairs cases. In short, the Court believes it should not interfere with a President's policymaking but instead should give him virtually untrammeled authority. With this line of thought we have come full circle, for we have returned to the argument of Curtiss-Wright.
 

III. CONCLUSION: POLICING CONSTITUTIONAL BOUNDARIES


 

{90} The growth of executive foreign affairs powers in the past sixty years has been tremendous. Although given only modest authority by the Constitution, the President's powers have become so great as to provide him with a virtual "monopoly" over foreign affairs.[187]

{91} The judicial contribution to presidential hegemony is reprehensible. Beginning with Curtiss-Wright, the courts have steadily fed the springs of presidential power.[188] They have done so by showing great deference to the executive, sometimes by virtue of the political question doctrine and other times by blanket disregard of congressional intentions. Whatever the method, the judiciary has played a pivotal role in the trend toward executive domination of foreign affairs.

{92} Its obeisance to the President betrays the wisdom of the deep-seated suspicion with which the framers and ratifiers viewed executive discretion, an animus so powerful that it led them, virtually without dissent, to place the conduct of foreign policy beyond the presidency and in the more trusted hands of Congress. That decision, of course, also reflected their commitment to the republican principle of collective decisionmaking, a process they believed would produce foreign policy consistent with the national interests.

{93} Acting as an arm of the executive branch, the Court has done much to undermine collective decisionmaking and shared powers in foreign affairs at the expense of its duty to police constitutional boundaries. As Justice Robert Jackson said, "some arbiter is almost indispensable when power is . . . balanced between different branches, as the legislative and executive . . . Each unit cannot be left to judge the limits of its own powers."[189] By policing constitutional boundaries, the Court not only maintains the integrity of the Constitution but also protects the entire political community against usurpation. A political community like the United States expects that the allocation of governmental power by the Constitution will be maintained--barring, that is, fundamental changes through the amendment process. Change through that method assures the sovereign people a voice in the system by which they are governed. When the written Constitution is violated by usurpation of power, the people may wonder about the utility of limited powers "if these limits may, at anytime, be passed by those intended to be restrained."[190]

{94} John Marshall, speaking as a member of the Virginia Ratifying Convention, had an answer. "To what quarter will you look for protection from an infringement on the Constitution, if you will not give the power to the judiciary? There is no other body that can afford such a protection."[191] In recent years, the judiciary has failed to provide protection against executive usurpation of legislative power in foreign affairs; indeed, it has sanctioned it. As a result, the doctrine of shared powers has been virtually emasculated. If Marshall is right, then the Constitution and the Republic are imperiled.



 

NOTES


 

  1. For a discussion of this trend from a sharply critical perspective, see DAVID GRAY ADLER, THE CONSTITUTION AND THE TERMINATION OF TREATIES (1986) [hereinafter ADLER, TERMINATION]; Adler, The Constitution and Presidential Warmaking, POLITICAL S CIENCE QUARTERLY, Spring 1988 at 103 [hereinafter, Adler, Warmaking]; RAOUL B ERGER, EXECUTIVE PRIVILEGE: A CONSTITUTIONAL MYTH (1974) [hereinafter BERGER]; ARTHUR SCHLESINGER, JR., THE IMPERIAL PRESIDENCY (1973); FRANCIS D. WORMUTH AND EDWIN B. FIRMAGE, TO CHAIN THE DOG OF WAR: THE WAR POWER OF CONGRESS IN HISTORY AND LAW (1986); LOUIS FISHER, PRESIDENTIAL WAR POWER (1995).
  2. For differing explanations, see Ira Katznelson and Kenneth Prewitt, Constitutionalism, Class and the Limits of Choice in U.S. Foreign Policy, in CAPITALISM AND THE STATE IN U.S.-LATIN AMERICAN RELATIONS 25 (Richard Fagen ed., 1979); THEODORE LOWI, THE PERSONAL PRESIDENT: POWER INVESTED, PROMISE UNFULFILLED (1985); PHILIP KURLAND, WATERGATE AND THE CONSTITUTION (1978); LESLIE GELB AND RICHARD BETTS, THE IRONY OF VIETNAM: THE SYSTEM WORKED (1979). See also authors cited supra note 1.
  3. United States v. Curtiss-Wright Export Corp., 299 U.S. 304 (1936).
  4. Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177 (1803).
  5. See ADLER, TERMINATION, supra note 1, at 84-148.
  6. For a discussion of the commander-in-chief clause, see Adler, Warmaking, supra note 1, at 8-13; BERGER, supra note 1, at 60-64.
  7. See Hamilton's explanation in THE FEDERALIST No. 69, at 451 (Alexander Hamilton) (Edward M. Earle ed., 1937). Madison's remarks may be found in THE LETTERS OF PACIFICUS AND HELVIDIUS 76-77 (Richard Loss ed., 1976). See Adler, The President's Recognition Power, 25 PRESIDENTIAL STUDIES QUARTERLY 267 (Spring 1995).
  8. U.S. CONST. art. II, § 2, cl. 2.
  9. Such a straight-forward, textualist approach provides a basis which, in the words of Professor Philip Bobbitt, is readily apprehendable by the people at large, namely, given common-language meaning to constitutional provisions. PHILIP BOBBITT, CONSTITUTIONAL FATE 31 (1982). The significance of the plain meaning of the words should not be underestimated. As Justice Joseph Story observed,

    Constitutions . . . are instruments of a particular nature, founded on the common business of human life, adapted to common wants, designed for common use, and fitted for common understanding. The people make them; the people adopt them; the people must be supposed to read them . . . and cannot be presumed to admit in them any recondite meaning.


    Id. at 25-26.

  10. THE FEDERALIST No. 75 (Alexander Hamilton).
  11. ADLER, TERMINATION, supra note 1, at 93.
  12. For similar remarks, see id. at 291, 323. Senator Rufus King, one of the framers, stated in Congress in 1818 that, "To the validity of all . . . proceedings in the management of foreign affairs; the constitutional advice and consent of the Senate are indispensable." 31 ANNALS OF CONG. 106-07 (1818). See also ADLER, TERMINATION, supra note 1, at 84-148.
  13. For example, it was argued in the Constitutional Convention that the various political, economic, and security interests of the states could be protected only if each state had an equal voice in the treaty-making process. See ADLER, TERMINATION, supra note 1, at 84-88.
  14. In the North Carolina Ratifying Convention, William Davie, one of the framers, indicated that the jealousy of executive power, which has shown itself so strongly in all the American governments, would not admit of lodging the treaty powers in the President alone. 4 JONATHAN ELLIOT, DEBATES IN THE SEVERAL STATE CONVENTIONS ON THE ADOPTION OF THE FEDERAL CONSTITUTION 120 (2d ed. 1836). In order to allay fears that the Convention had created an embryonic monarchy, Hamilton launched into a minute analysis of presidential power in The Federalist No. 69, and advised that nothing was to be feared from an executive with the confined authorities of the President. Fear of a return of Executive authority like that exercised by the Royal Governors or by the King had been ever present in the States from the beginning of the Revolution. CHARLES WARREN, THE MAKING OF THE CONSTITUTION 173 (1947).
  15. THE FEDERALIST No. 75, at 487 (Alexander Hamilton) (Edward M. Earle ed., 1937).
  16. U.S. CONST. art. I, § 8, cl. 1, 11.
  17. When the framers were discussing the repository of the war power, they considered a proposal to give the national executive the executive powers of the Continental Congress. But concern was expressed that this power would include the power of war, which would make the executive a monarchy. James Wilson sought to allay such concerns in stating, "Making peace and war are generally determined by Writers on the Laws of Nations to be legislative powers. He added that "the Prerogatives of the British Monarchy" are not "a proper guide in defining the executive powers. Some of the prerogatives were of a legislative nature. Among others that of war & peace." 1 MAX FARRAND, THE RECORDS OF THE FEDERAL CONVENTION OF 1787, 65-66, 73-74 (1911). Madison agreed with Wilson. See id. at 70. For discussion of the allocation of the war power and the President's authority to repel attacks against the United States, see Adler, Warmaking, supra note 1, at 3-13.
  18. ELLIOT, supra note 14, vol. 2, at 528.
  19. For statements in the state ratifying conventions, see Adler, Warmaking, supra note 1, at 5. For example, James Iredell stated in North Carolina, "The President has not the power of declaring war by his own authority . . . Those powers are vested in other hands. The power of declaring war is expressly given to Congress." And Charles Pinckney, a delegate in Philadelphia, told the South Carolina Ratifying Convention that the President's powers did not permit him to declare war. ELLIOT, supra note 14, vol. 4, at 107, 108, 287. Hamilton, moreover, had stated flatly that "the declaring of war . . . by the Constitution . . . would appertain to the legislature." THE FEDERALIST No. 69, at 448.
  20. See Adler, Warmaking, supra note 1, at 3-29.
  21. Bas v. Tingy, 4 U.S. (4 Dall.) 378 (1800).
  22. Talbot v. Seeman, 5 U.S. (1 Cranch) 1, 28 (1801).
  23. Little v. Barreme, 4 U.S. (4 Dall.) 37, 40-43, 45-46 (1800); 1 U.S. (l Cranch) 1, 28 (1801); 2 U.S. (2 Cranch) 170, 177-78 (1804).
  24. United States v. Smith, 27 F. Cas. 1192, 1230 (C.C.D.N.Y. 1806) (No. 16342).
  25. Prize Cases, 67 U.S. 635, 668 (1863).
  26. Id.


  27.  
  28. Some academics and various Presidents--Truman, Johnson, Nixon, Ford, Carter, and Reagan--have invoked the commander-in-chief clause as a source of independent presidential warmaking authority. There is no merit to these claims. The Supreme Court never has held that this clause is a foundation of warmaking power for the President, and there is no foundation for the view in either the Constitutional Convention or the state ratifying conventions. See Adler, Warmaking, supra note 1, at 8-13, 28-29.


  29.  
  30. ELLIOT, supra note 14, vol. 2, at 507. In the First Congress, Roger Sherman, who had been a delegate in Philadelphia, argued in defense of the shared powers arrangement in foreign affairs and stated: The more wisdom there is employed, the greater security there is that the public business will be done. 1 ANNALS OF CONG. 1085 (1789). This statement echoed the sentiment expressed by Benjamin Franklin at the close of the Constitutional Convention when he urged the delegates to set aside their remaining differences in favor of the collective judgement. FARRAND, supra note 17, vol. 2, at 641-643. For discussion of republicanism, see GORDON S. WOOD, THE CREATION OF THE AMERICAN REPUBLIC, 1776-1787, at 1-124 (1968).
  31. Dread of executive power surfaced repeatedly in the various conventions; see FARRAND, supra note 17, vol. 1, at 66, 83, 90, 101, 113, 119, 153, 425; id. vol. 2, at 35-36, 101, 278, 513, 632, 640; ELLIOT., supra note 14, vol. 3, at 58, 60; id. vol. 4, at 311. This fear had been common among the colonists. EDWARD S. CORWIN, THE PRESIDENT: OFFICE AND POWERS 4 (3d ed., N.Y. Univ. Press 1948).
  32. FARRAND, supra note 17, vol. 1, at 70. The Convention participants believed the enumeration of presidential powers was essential. See also BERGER, supra note 1, at 49-59.
  33. GELB AND BETTS, supra note 2, at 363; Mulford Q. Sibley, Can Foreign Policy Be Democratic?, in READINGS IN AMERICAN FOREIGN POLICY, 20-28 (Robert Goldwin and Harry Clor eds. 2nd ed., 1971). See generally ROBERT DAHL, CONGRESS AND FOREIGN POLICY (1950); ADLER, TERMINATION, supra note 1, at 344-355.
  34. DAHL, supra note 31, at 181; Francis D. Wormuth, The Presidency as an Ideal Type, in ESSAYS IN LAW AND POLITICS, 200-201(D. Nelson and R. Sklar eds., 1978).
  35. See, e.g., Eugene Rostow, Great Cases Make Bad Law: The War Powers Act, 50 TEX. L. REV. 833 (1972); William P. Rogers, Congress, the President, and War Powers, 59 CAL. L. REV. 1194 (1971).
  36. See generally SCHLESINGER, supra note 1; WORMUTH AND FIRMAGE, supra note 1; BERGER, supra note 1; ADLER, TERMINATION, supra note 1, at 344-362; MICHAEL J. GLENNON, CONSTITUTIONAL DIPLOMACY (1990); JOHN HART ELY, WAR AND RESPONSIBILITY (1993).
  37. See, e.g., John Linarelli, International Trade Relations and Separation of Powers Under the United States Constitution, 13 DICK. J. INT'L L. 203, 229 (1995).
  38. See, e.g., Brian Schoenborn, Public Participation in Trade Negotiations: Open Agreements, Openly Arrived At?, 4 MINN. J. GLOBAL TRADE 103, 104 (1995).
  39. This view, as Schlesinger observed, went down in flames in Vietnam. Schlesinger, supra note 1, at 282.
  40. United States v. Curtiss-Wright Export Corp., 299 U.S. 304 (1936).
  41. Id. at 320.
  42. For some of the evidence, see Charles Lofgren, United States v. Curtiss-Wright Export Corporation: An Historical Reassessment, 83 YALE L. J. 1, 3-5 (1973).
  43. Panama Ref. Co. v. Ryan, 293 U.S. 388 (1935).
  44. Curtiss-Wright, 299 U.S. at 320.
  45. 10 ANNALS OF CONG. 613-614 (1800).
  46. CORWIN, supra note 29, at 216.
  47. 6 THOMAS JEFFERSON, THE WRITINGS OF THOMAS JEFFERSON 451 (Paul Ford ed. 1895).
  48. Raoul BERGER, The President s Unilateral Termination of the Taiwan Treaty, 75 Nw. U. L. Rev. 577, 591 (1980).
  49. Youngstown Sheet and Tube Co. v. Sawyer, 343 U.S. 579, 637 n.2 (1952) (Jackson, J., concurring) (dismissing Sutherland's theory as dictum ). For discussion of the sole organ doctrine, see Adler, Warmaking, supra note 1, at 29-35; Lofgren, supra note 38, at 29-35; BERGER, supra note 1, at 100-108.
  50. Regan v. Wald, 468 U.S. 221, 243 (1984) (quoting United States v. Curtiss-Wright Export Corp., 299 U.S. 304 (1936)); See, e.g.,Haig v. Agee, 453 U.S. 280 (1981); Dames & Moore v. Regan, 453 U.S. 654 (1981); Goldwater v. Carter, 444 U.S. 996 (1979); Zemel v. Rusk, 381 U.S. 1 (1965); United States v. Belmont, 301 U.S. 324 (1937).
  51. H. Jefferson Powell, Constitutional Choices, 80 NW. U. L. REV. 1128, 1136 (1985) (book review).
  52. Gerhard Casper, Constitutional Constraints on the Conduct of Foreign and Defense Policy: A Nonjudicial Model, 43 CHI. L. REV. 463, 475 (1976). With respect to the conduct of foreign policy and its relationship to the Constitution, Casper observed that the "relative scarcity of case law in the field has made it easier for judges to engage in unchecked flights of fancy, which in turn have facilitated the creation of a constitutional mythology. In that mythology, the role of Zeus is usually assigned to the President." Id. at 477.
  53. "The Office of Legal Advisor of the State Department reports 368 treaties and 5,590 other international agreements concluded by the United States between January 1, 1946 and April 1, 1972." LOUIS HENKIN, FOREIGN AFFAIRS AND THE CONSTITUTION 420 n.1 (Minicola ed., Foundation Press 1972). See also Raoul Berger, The Presidential Monopoly of Foreign Relations, 71 Mich. L. Rev. 1 (1972).
  54. See, e.g., Bruce Ackerman and David Golove, Is NAFTA Constitutional?, 108 HARV. L.REV. 799, 886 (1995).
  55. William Davie, a framer from North Carolina, stated that "jealousy" of executive power would not permit a grant of treaty power to the President alone. See ELLIOT., supra note 14, vol. 4, at 120.
  56. THE FEDERALIST No. 75, at 486-487 (Alexander Hamilton) (Edward M. Earle ed., 1937) (emphasis added).
  57. For a fine discussion of the constitutionality of executive agreements, see BERGER, supra note 1, at 140-162.
  58. See, e.g., United States v. Belmont, 301 U.S. 324 (1937).
  59. Id.
  60. Id.
  61. Id. at 330.
  62. Id.
  63. See David Gray Adler, The President's Recognition Power, PRESIDENTIAL STUDIES QUARTERLY, ch. 25 at 267-287 (1995).
  64. THE FEDERALIST No. 69 at 451 (Alexander Hamilton) (Edward M. Earle ed., 1937).
  65. HENKIN, supra note 51, at 41.
  66. Id.
  67. Hamilton stated that "the history of human conduct does not warrant the commitment of interests of so delicate and momentous a kind . . . to the sole disposal of the President." THE FEDERALIST No. 75 at 486 (Edward M. Earle, ed., 1937).
  68. United States v. Pink, 315 U.S. 203 (1942).
  69. Id. at 223.
  70. BERGER, supra note 1, at 160.
  71. Pink, 315 U.S. at 249 (Stone, J., dissenting).
  72. United States v. Curtiss-Wright Export Corp., 299 U.S. 304 (1936).
  73. See, e.g., Ackerman and Golove, supra note 52 at 885.
  74. Dames & Moore v. Regan, 453 U.S. 654 (1981).
  75. Arthur S. Miller, Dames & Moore v. Regan: A Political Decision by a Political Court, 29 UCLA L. REV. 1104, 1107 (1982).
  76. Dames & Moore, 453 U.S. at 673-77.
  77. Id. at 678.
  78. Id. at 677-78.
  79. Id. at 678-79. See also United States v. Woodley, 726 F.2d 1328 (9th Cir. 1983), reh'g granted, 732 F.2d 111 (9th Cir. 1984) (holding that unchallenged historical practice is no longer sufficient evidence of constitutionality).
  80. See, e.g., United States v. Arrendondo, 31 U.S. (6 Pet.) 691, 713-14 (1832); United States v. Alexander, 12 Wall. 127, 180 (1871); United States v. Safety Car Heating and Lighting Co., 297 U.S. 88, 95 (1936).
  81. United States v. Midwest Oil Co., 236 U.S. 459 (1915).
  82. Id. at 474, 478.
  83. Ex parte United States, 242 U.S. 27 (1916).
  84. Girouard v. United States, 328 U.S. 61, 69 (1946). See also Scripps-Howard Radio, Inc. v. FCC., 316 U.S. 4, 11 (1942).
  85. Paul Gerwitz, The Courts, Congress, and Executive Policy-Making: Notes on Three Doctrines, LAW & CONTEMP. PROBS., Summer 1976, at 46, 79 (footnote omitted).
  86. Erwin Chemerinsky, Controlling Inherent Presidential Power: Providing a Framework for Judicial Review, 56 S. CAL. L. REV. 863, 889 (1983).
  87. WILLIAM H. TAFT, OUR CHIEF MAGISTRATE AND HIS POWERS 143 (1925) (quoting Theodore Roosevelt).
  88. Francis D. Wormuth, The Nixon Theory of the War Power: A Critique, 60 CAL. L. REV. 623, 678 (1972).
  89. Kent v. Dulles, 357 U.S. 116 (1958).
  90. United States v. Curtiss-Wright Export Corp., 299 U.S. 304 (1936).
  91. Haig v. Agee, 453 U.S. 280, 319 (1981) (Brennan, J., dissenting).
  92. 22 U.S.C. § 211(a) (Supp. III 1979).
  93. See Zemel v. Rusk, 381 U.S. 1, 31-32 (1965). The general passport requirement became law in 1952 with passage of the Immigration and Nationality Act. 8 U.S.C. § 1185 (1958).
  94. Kent v. Dulles, 357 U.S. 116-19, 124-25, 128, 130.
  95. Zemel, 381 U.S. at 15-16.
  96. Id. at 17-18, 27-40.
  97. Id. at 15-16.
  98. Id. at 20 (Black, J., dissenting).
  99. Haig v. Agee, 453 U.S. 280, 301 (1981). For example, although the Court relied on Zemel, the Zemel Court had noted the historical consistency with which area travel restrictions were imposed both before and after the passage of the Passport Act of 1926. That practice, or at least the claim of a practice, and not the State Department's construction of its own regulation, permitted the Court to sustain the travel ban to Cuba. Id.
  100. Haig, 453 U.S. 280.
  101. Id. at 306.
  102. Id. at 303.
  103. 22 U.S.C. § 211(a) (Supp. III 1979).
  104. Haig, 453 U.S. at 307 (citing Aptheker v. Secretary of State, 378 U.S. 500, 509 (1964)).
  105. Id.
  106. Id. at 319 n. 9 (Brennan, J., dissenting).
  107. Edwin B. Firmage, The War Powers and the Political Question Doctrine, 49 COL. L. REV. 65, 66 (1977); See also Powell v. McCormack, 395 U.S. 486, 518-22 (1969); Baker v. Carr, 369 U.S. 186, 210 (1962).
  108. Cohens v. Virginia, 19 U.S. 264, 404 (1821).
  109. Herbert Wechsler, Toward Neutral Principles of Constitutional Law, 73 HARV. L. REV. 1, 7-8 (1959).
  110. See, e.g., Powell, 395 U.S. 486 at 521 (1968); Baker, 369 U.S. 186 at 210 (1961).
  111. See, e.g., ALEXANDER BICKEL, THE LEAST DANGEROUS BRANCH (1962); PHILIPPA STRUM, THE SUPREME COURT AND POLITICAL QUESTIONS: A STUDY IN JUDICIAL EVASION (1974).
  112. Goldwater v. Carter, 444 U.S. 996 (1979).
  113. Id. Mutual Defense Treaty, December 2, 1954, U.S.-P.R.C., 6 U.S.T. 433. Article X of the Treaty provided that it "shall remain in force indefinitely. Either Party may terminate it one year after notice has been given to the other Party." Id. at 437. For details of the case and the history and law regarding treaty termination, see ADLER TERMINATION, supra note 1, pp. 149-307.
  114. Goldwater, 444 U.S. at 1002.
  115. Id. at 1006.
  116. Id. at 998.
  117. Baker v. Carr, 369 U.S. 186 (1961).
  118. Id. at 217.
  119. Wechsler, supra note 107, at 7-8.
  120. Baker, 369 U.S. at 217.
  121. See ADLER, TERMINATION, supra note 1, at 84-237 for a discussion of these points.
  122. Baker, 369 U.S. at 217.
  123. Justice Brennan wrote in his dissenting opinion that The issue of decisionmaking authority must be resolved as a matter of constitutional law, not political discretion; accordingly, it falls within the competence of the courts. Goldwater v. Carter, 444 U.S. 996, 1007. Moreover, Justice Powell, concurring only in the result, wrote that We are asked to decide whether the President may terminate a treaty under the constitution without congressional approval. Resolution of the question may not be easy, but it only requires us to apply normal principles of interpretation to the constitutional provisions at issue. Id. at 999.
  124. Marbury v. Madison, 5 U.S. (1 Cranch) 137, 176 (1803).
  125. Massachusetts v. Laird, 400 U.S. 886, 894 (1970).
  126. Baker, 369 U.S. at 217.
  127. Id.
  128. Luther v. Borden, 48 U.S. (1 How.) 1, 7 (1849).
  129. Goldwater v. Carter, 444 U.S. 996, (1979); Baker, 369 U.S. at 211. In Webster v. Doe, 486 U.S. 592 (1988), however, Chief Justice Rehnquist indicated he believed that judicial power extends to some cases affecting foreign affairs. In writing for an 8-1 majority, he held that the judiciary is not precluded from hearing a constitutional challenge to the dismissal of a CIA employee, in spite of the fact that the executive branch had claimed that sensitive material--security information--would be compromised. The ruling was important, for as one editor observed:

    To allow the executive to usurp the judiciary's role as arbiter of conflicts between legitimate security interests and individual rights--the inevitable consequence of the government's . . . argument in Webster--would be to remove all external guarantees that the rule of law governs the national security apparatus of the United States.


    See Note, The Supreme Court--Leading Cases, 102 HARV. L. REV. 330, 339 (1988) (quoting MICHAEL J. GLENNON, CONSTITUTIONAL DIPLOMACY 313 (1990)). But this encouraging development was dwarfed by a cold reminder that the Court will reflexively invoke Curtiss-Wright to justify presidential actions in foreign affairs. In Sale v. Haitian Centers Council, Inc., 509 U.S. 155 (1993), Justice Stevens spoke for an 8-1 majority, with Justice Blackmun dissenting, which upheld an executive order issued by President Bush directing the Coast Guard to intercept vessels illegally transporting passengers from Haiti to the United States and to return them to Haiti without first determining whether they qualify as refugees. While the legal focus was on whether the executive order violated a congressional statute and the United Nations Convention relating to the status of refugees, the Court grounded its ruling in Curtiss-Wright. The Court deferred to presidential decision in foreign affairs on the basis of the claim that such a presumption has special force when we are construing treaty and statutory provisions that may involve foreign and military affairs for which the President has unique responsibility. Id. at 188.

  130. United States v. Curtiss-Wright Export Corp., 299 U.S. 304 (1936).
  131. BERGER, supra note 46, at 625.
  132. Frank Scharpf, Judicial Review and the Political Question: A Functional Analysis, 75 Yale L.J. 517, 585 (1966).
  133. Powell v. McCormack, 395 U.S. 486, 521 (1968).
  134. Goldwater v. Carter, 444 U.S. 996, 1001 (1979).
  135. In United States v. Pink, 315 U.S. 203, 216 (1942), the Court observed that an equally divided vote on the controlling principle of law involved prevents it from being an authoritative determination for other cases. Id. In fact, the Goldwater case was vacated by the Court. Nevertheless, it already had been invoked as authority in Beacon Prods. v. Reagan, 633 F. Supp. 1191 (D. Mass. 1986).
  136. See generally Gerhard Casper, Constitutional Constraints and Foreign Policy, 43 U. CHI. L. REV. 471 n.30 (1976); Michael Ratner and David Cole, The Force of Law: Judicial Enforcement of the War Powers Resolution, 17 LOY. L.A. L. REV. 715 (1984).
  137. See supra notes 15-25; Adler, Warmaking, supra note 1, at 1-29.
  138. See, e.g., Sanchez-Espinoza v. Reagan, 770 F.2d 202 (D.C. Cir. 1985).
  139. Raoul BERGER, Judicial Manipulation of the Commerce Clause, 74 TEX. L. REV. 695, 712 (1996) (quoting ELLIOT., supra note 14, at 543).
  140. The manner of the exercise of the war powers determines not only the nation's freedom from external danger, but also the respect which the national government has for law and for constitutional limitations on the exercise of power. WORMUTH & FIRMAGE, (1986), supra note 1, at 66.
  141. Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177 (1803).
  142. See, e.g., supra notes 15-25.
  143. See, e.g., Ratner & Cole, supra note 134, at 715.
  144. See, e.g., Holtzman v. Schlesinger, 361 F. Supp. 553 (1973) (holding the bombing of Cambodia during the Vietnam War to be illegal).
  145. See, e.g., Luftig v. McNamara, 373 F.2d 664 (D.C. Cir. 1967), cert. denied 387 U.S. 945 (1967).
  146. Crockett v. Reagan, 558 F. Supp. 893 (D.D.C. 1982), aff'd per curiam, 720 F.2d 1355 (D.C. Cir. 1983); See also 50 U.S.C. §§ 1541-48 (1976).
  147. Crockett, 558 F. Supp. at 898.
  148. Id.; see also Conyers v. Reagan, 578 F. Supp. 324 (D.D.C. 1984) (holding that suit filed by eleven members of Congress against President Reagan for his invasion of Grenada in 1983 was not within the jurisdiction of the court because relief was available to members through the regular legislative process), appeal dismissed, 765 F.2d 1124 (D.C. Cir. 1985). The message was a sobering one: if Congress wants to confront the President, it must assert its own powers; judicial relief is not available.
  149. Baker v. Carr, 369 U.S. 186 (1962).
  150. Lowry v. Reagan, 676 F. Supp. 333 (D.D.C. 1987).
  151. Id. at 340 (quoting Baker, 369 U.S. at 217).
  152. Lowry, 676 F. Supp. at 337; see also Riegle v. Federal Open Mkt. Comm., 656 F.2d 873, 879 (D.C. Cir. 1981), cert. denied, 454 U.S. 1082 (1981).
  153. Sanchez-Espinoza v. Reagan, 770 F.2d 202 (D.C. Cir. 1985).
  154. Id. at 210-11 (quoting Goldwater v. Carter, 444 U.S. 996, 997 (1979)).
  155. Id. at 211 (citing Goldwater, 444 U.S. at 998).
  156. Lowry, 676 F. Supp. at 338.
  157. Id.
  158. Id. at 339; cf. Goldwater, 444 U.S. at 1000-01.
  159. Lowry, 676 F. Supp. at 339 (quoting Reigle v. Federal Open Mkt. Comm., 656 F.2d 873, 881 (D.C. Cir 1981), cert. denied, 454 U.S. 1082 (1981)).
  160. War Powers Resolution, Ch 87 Stat. 555 (current version at 50 U.S.C. §§ 1541-48 (1982)). Section 4(a)(1) of the Resolution, in fact, does not give the President any discretion. If events occur that constitute "hostilities or . . . situations where imminent involvement in hostilities is clearly indicated by the circumstances," a report must be submitted.
  161. Dellums v. Bush, 752 F. Supp. 1141 (D.D.C. 1990).
  162. Id. at 1145.
  163. Id. at 1146; see also 5 JOHN BASSETT MOORE, THE COLLECTED PAPERS OF JOHN BASSETT MOORE 196 (1944) ("There can hardly be room for doubt that the framers of the constitution, when they vested in the Congress the power to declare war, never imagined that they were leaving it to the executive to use the military and naval forces of the United States all over the world for the purpose of actually coercing other nations, occupying their territory, and killing their soldiers and citizens, all according to his own notions of the fitness of things, so long as he refrained from calling his action war or persisted in calling it peace.").
  164. Dellums, 752 F. Supp. at 1151.
  165. Goldwater v. Carter, 444 U.S. 996, 998 (1979).
  166. Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177 (1803).
  167. Constitutional powers cannot be expanded or constricted by governmental departments, but only through the amendment process. See generally THE FEDERALIST No. 48, at 321 (James Madison) (Edward M. Earle ed., 1937) (explaining that since "power is of an encroaching nature . . . it ought to be effectually restrained from passing the limits assigned to it"); Corwin, supra note 29, at 9 (arguing that it is a necessary consequence of the separation of powers that "none of the departments may abdicate its powers to either of the others"); Panama Ref. Co. v. Ryan, 293 U.S. 388, 421 (1935).
  168. The story of corruption in American politics is at least a thrice-told tale and requires no review here. The word "Watergate" says it all. The Constitution speaks to various government officials of the need for virtue in the exercise of their duties. Article II, section 3 states that the President "shall take Care that the Laws be faithfully executed." Article I, section 2, clauses 1 and 5 provide that, "The House of Representatives . . . shall have the sole Power of Impeachment." Article I, section 3, clause 5 vests the Senate with "the sole Power to try all Impeachments." Article II, section 4 sets forth impeachable offenses.
  169. Too many members of Congress, like too many other Americans, "tend to be concerned with ends rather than means." Philip B. Kurland, The Impotence of Reticence, 1968 DUKE L.J. 619, 635. Kurland added, "Those who suggest a look at institutional values as a method of protection against tyranny are scorned as being concerned with a 'literary theory' rather than facts." Id.
  170. MICHAEL J. GLENNON, CONSTITUTIONAL DIPLOMACY 319 (1990).
  171. Id. Professor Michael Glennon finds "unpersuasive" the claim that "Congress has enough arrows in its legislative quiver to respond successfully to executive illegality." Glennon rightly notes the "practical problems that frequently render Congress' textbook tools too unwieldy." Id. Chief among them is the ability of an administration to delay a congressional investigation. See Id. at 295-99. Dean Jesse Choper has said that of the various tactics that Congress may employ against the executive, they "may reasonably be viewed as both unseemly and undesirable." JESSE H. CHOPER, JUDICIAL REVIEW AND THE NATIONAL POLITICAL PROCESS 286 (1980).
  172. See, e.g., U.S. CONST. art. I, § 3, cl. 6; U.S. CONST. art. II, § 4.
  173. When Congress collided with President Andrew Johnson during the impeachment process, Chief Justice Salmon Chase took the view that conflicting claims would have been better resolved by the judiciary. RAOUL BERGER, IMPEACHMENT: THE CONSTITUTIONAL PROBLEMS 300 (1973).
  174. Professor Martin Redish justly stated, "The moral cost of such a result, both to society in general and to the Supreme Court in particular, far outweighs whatever benefits are thought to derive from the judicial abdication of the review function." Martin H. Redish, Judicial Review and the 'Political Question', 79 NW. U. L. REV. 1031, 1060 (1984). Professor Glennon has rightly asked, "Why is judicial inaction in the face of controversy necessarily more prudent than judicial action?" GLENNON, supra note 164, at 318. Raoul Berger powerfully stated the case for judicial resolution in stating, "The centrality of the separation of powers to our democratic system and to the protection of individual rights dictates that such injuries to a coordinate branch must be halted by the judiciary." BERGER, supra note 1, at 334 (1974). The eminent judge and legal scholar George Wythe, who also served as Thomas Jefferson's mentor, wrote that the protection of one branch of the legislative "against the usurpation of the other[s]," protects "the whole community." Commonwealth v. Caton, 8 Va. (4 Call) 5, 8 (1782), quoted in BERGER, supra note 1, at 334 n.144.
  175. In Powell v. McCormack, 395 U.S. 486, 547-548 (1969), the Court emphasized the "basic principles of our democratic system," and the right of the people to "choose whom they please to govern them." For an excellent discussion of the founders' conception of a constitution as a governing document that flows from the sovereignty of the people, see generally BERNARD BAILYN, THE IDEOLOGICAL ORIGINS OF THE AMERICAN REVOLUTION (2D ED. 1992); GORDON S. WOOD, THE CREATION OF THE AMERICAN REPUBLIC 1776-1787 (1969).
  176. A manifest correlative of the separation of powers was that no department of government was granted authority to act in excess of its constitutional power. The courts were authorized to check transgressions. See RAOUL BERGER, CONGRESS V. THE SUPREME COURT 8-16, 188- 97 (1969). As Chief Justice John Marshall stated in Marbury v. Madison, "To what purpose are powers limited, and to what purpose is that limitation committed to writing, if these limits may, at any time, be passed by those intended to be restrained?" 5 U.S. (1 Cranch) 137, 176 (1803).
  177. Pacific States Tel. & Tel. Co. v. Oregon, 223 U.S. 118, 150 (1912).
  178. U.S. CONST. art. I, § 9, cl. 7 states: "No Money shall be drawn from the Treasury, but in Consequence of Appropriations made by Law."
  179. See the development of this theme in Arthur S. Miller, Reason of State and the Emergent Constitution of Control, 64 Minn. L. Rev. 585 (1980). Harold Koh has concluded that "the Court's decisons on the merits of foreign affairs claims have encouraged a steady flow of policy-making power from Congress to the executive." HAROLD KOH, THE NATIONAL SECURITY CONSTITUTION: SHARING POWER AFTER THE IRAN-CONTRA AFFAIR 146 (1990). In this regard, the courts became the "President's accomplices." Id.
  180. See, e.g., Haig v. Agee, 453 U.S. 280, 291 (1981).
  181. United States v. Curtiss-Wright Export Corp., 299 U.S. 304 (1936).
  182. Sale v. Haitian Ctrs. Council, Inc., 113 S. Ct. 2549, 2567 (1993) (citing Curtiss-Wright for the proposition that the President has "unique responsibilities" with respect to foreign and military affairs).
  183. Haig, 453 U.S. 280 (1981); Zemel v. Rusk, 381 U.S. 1 (1965); United States v. Pink, 315 U.S. 203 (1942); United States v. Belmont, 301 U.S. 324 (1937).
  184. Thomas Reed Powell used to tell his students at Harvard Law School, "Just because Mr. Justice Sutherland writes clearly, you must not suppose that he thinks clearly." SCHLESINGER, supra note 1, at 103.
  185. LOUIS JAFFE, JUDICIAL ASPECTS OF FOREIGN RELATIONS 223 (1933).
  186. See, e.g., Sanchez-Espinoza v. Reagan, 770 F.2d 202 (D.C. Cir. 1985).
  187. Baker v. Carr, 369 U.S. 186 (1961).
  188. Dames & Moore v. Regan, 453 U.S. 654 (1981).
  189. BERGER, supra note 1, at 117.
  190. United States v. Curtiss-Wright Export Corp., 299 U.S. 304 (1936).
  191. ROBERT H. JACKSON, THE STRUGGLE FOR JUDICIAL SUPREMACY 9 (1949). Madison wrote that neither of the two departments "can pretend to an exclusive or superior right of settling the boundaries between their respective powers." THE FEDERALIST No. 49, at 345 (James Madison) (Edward Gaylord Bourne ed., 1937).
  192. Marbury v. Madison, 5 U.S. (1 Cranch) 176 (1803).
  193. 3 JONATHAN ELLIOT., DEBATES IN THE SEVERAL STATE CONVENTIONS ON THE ADOPTION OF THE FEDERAL CONSTITUTION 554 (2d ed. 1836).
THE EFFECTIVENESS OF ENTERTAINMENT MASS MEDIA IN CHANGING BEHAVIOR PDF Print E-mail
Contributing Authors
Written by William Ryerson   
Monday, 21 April 2008
THE EFFECTIVENESS OF ENTERTAINMENT

THE EFFECTIVENESS OF ENTERTAINMENT

MASS MEDIA IN CHANGING BEHAVIOR

By William N. Ryerson, President, Population Media Center

 

 

There is strong evidence that mass media, particularly entertainment broadcast media, have played a significant role in a number of countries in bringing about changes in reproductive behavior and in promoting adoption of other health measures.  Radio and television soap operas in Ethiopia, India, Kenya, Mexico, St. Lucia, and Tanzania have been documented by independent research in their massive effects on audience attitudes and behavior with regard to HIV/AIDS avoidance and use of family planning (1, 2, 3, 4, 5 and 6).

 

One of the advantages of using serial dramas, as opposed to documentaries or single-episode dramas, is that they allow time for the audience to form bonds with the characters and allow characters to evolve in their thinking and behavior with regard to various issues at a gradual and believable pace in response to problems that have been well illustrated in the story line.  Just as important, entertainment programs forge emotional ties to audience members that influence values and behaviors more forcefully than the purely cognitive information provided in documentaries.  In addition, the emotional context of a melodrama improves retention of lessons learned by the audience, in much the same way that we remember the details of where we were on September 11, 2001 much more clearly than on an ordinary day.

 

As described in the social learning theory of Stanford University psychologist Albert Bandura, vicarious learning from others is a powerful teacher of attitudes and behavior (7).  Next to peer and parental role models, role models from the mass media are of particular importance in shaping cultural attitudes and behavior.

 

Serial melodramas using the methodology developed by Miguel Sabido of Mexico for promoting reproductive health (8) have been remarkable in that they have attracted no serious opposition in any country.  This stems, in part, from the thorough research that has been done prior to the development of the programs to measure audience attitudes and norms with regard to these issues.  Characters for the serial dramas can then be developed that reflect the audience, so that the show is in harmony with the culture.  Through the gradual evolution of characters in response to problems that many in the audience also are facing, soap operas can show adoption of new, non-traditional behaviors in a way that generates no negative response from the audience.  Because of the bonds that are formed between audience members and characters, and because of the commonality of problems between characters and the audience, audience members tend to accept these changes, even though they may challenge some cultural traditions.  Because they deal with issues that are as sensitive as sexual relationships and reproduction, it is especially important that such programs are designed not to build opposition or cause a backlash.

 

Mexico

In 1973, Miguel Sabido, then Vice-President of the big commercial Mexican network, Televisa, created the first social-content telenovela (television novel), which included a sub-plot that dealt with the issue of literacy.  Telenovelas are similar to American soap operas in that they use melodrama, but differ in that they are designed to come to an end after a few hundred episodes, like a novel. 

 

The Mexican Department of Public Education had been carrying out a campaign to register people who lacked formal education in adult education classes.  In the year before Sabido’s literacy telenovela, they were successful in recruiting 99,000 people to register for adult education classes.  Inspired by the need to promote literacy in Mexico, and also by the Peruvian telenovela, Simplemente Maria (which caused viewers to emulate the lead character’s success through becoming a seamstress), Sabido set about to apply various theories of communication and psychology to the design of a program to influence the audience to pursue adult education.  This program, Venconmigo (“Come with Me”), was commercially sponsored and was very successful in achieving high ratings.  Not only did it contain sufficient dramatic quality to attract a large viewership, it also reflected the lives of the illiterate television viewers of Mexico, which attracted them to the program in record numbers.

 

In the 260-episode program, positive and negative characters (with regard to the value of education) tried to convince the illiterate characters of their points of view.  The positive characters would tell the illiterate characters of the existence of an infrastructure for adult education and encourage them to sign up for classes, while the negative characters would tell them they were too old or too stupid to learn anything and advise them to stay away from such programs.  The illiterate characters were torn between these points of view and were not sure how to escape the poverty and unemployment that came with being illiterate.

 

Eventually, illiterate characters, one-by-one, would register for classes and would struggle through the program.  As they learned to read and write and received their diplomas, their lives improved.  These changes were going on in the midst of many developments in the other sub-plots that kept the audience glued to the program.  In the process, the illiterate viewers saw the changes that literacy brought to those characters with whom they most closely identified.  Many of them began to register for classes.

 

Sabido decided to run an epilogue giving addresses of locations for registration for classes.  He did this following the episode in which his most popular character graduated from school.  This character was a grandfather who broke down in tears at his graduation ceremony because he could finally read the letters he had been receiving from his granddaughter.  Before broadcasting this episode, Sabido warned the Department of Public Education that he might generate a crowd.  They told him that they liked his program and that it was supporting their own efforts to promote adult education, but said they were sure that they could handle any crowd that Sabido’s program might generate, because they had registered 99,000 people in a year’s time.

 

Sabido broadcast the episode with the epilogue, and, the following day, 250,000 people tried to register for classes – in a single day!  He continued to run epilogues for the remaining weeks of the serial, and a total of 840,000 people registered for classes during this time.  The model Sabido had created was one that combined a commercially successful program with a very positive social impact.

 

Sabido then decided to use a telenovela to promote family planning as a solution to marital conflict.  This program, named Acompaname (“Accompany Me”) was on the air in 1976.  As with the earlier serial that dealt with literacy, the program was designed to create characters who would evolve over time to become positive role models for the audience.  Acompaname showed in dramatic terms over the course of the nine-month series the personal benefits of planning one’s family, by focusing on the issue of family harmony.

 

The results of Acompaname, as reported by the Mexican government’s National Population Council (CONAPO) (9), were:

 

1.      Phone calls to the CONAPO requesting family planning information increased from zero to an average of 500 a month.  Many people calling mentioned that they were encouraged to do so by the television soap opera.

 

2.      More than 2,000 women registered as voluntary workers in the national program of family planning.  This was an idea suggested in the television soap opera.

 

3.      Contraceptive sales increased 23 percent in one year, compared to a seven percent increase the preceding year.

 

      4.   More than 560,000 women enrolled in family planning clinics, an increase of 33 percent         (compared to a one percent decrease the previous year).

 

In Mexico, to date, there have been five additional social-content soap operas, all developed by Miguel Sabido.  They were Vamos Juntos (“We Go Together”), Caminemos (“Let’s Walk”), Nosotros las Mujeres (“We the Women”), Por Amor (“For Love”), and Los Hijos de Nadie (“Nobody’s Children”).


 

During the decade 1977 to 1986, when many of these Mexican soap operas were on the air, the country underwent a 34 percent decline in its population growth rate.  As a result, in May 1986, the United Nations Population Prize was presented to Mexico as the foremost population success story in the world.

 

Thomas Donnelly, then with USAID in Mexico, wrote, “Throughout Mexico, wherever one travels, when people are asked where they heard about family planning, or what made them decide to practice family planning, the response is universally attributed to one of the soap operas that Televisa has done. ... The Televisa family planning soap operas have made the single most powerful contribution to the Mexican population success story.”

 

Similar effects were noticed in other Latin American countries when Sabido’s programs played in those countries.

 

India

Following a meeting David Poindexter, now Honorary Chair of Population Media Center, and Miguel Sabido held with Indira Gandhi, and a training program they organized for Doordarshan (Indian Television), the country began broadcasting India’s first social-content soap opera, Hum Log (“We People”) in July 1984.  The program included promotion of family planning and elevation of the status of women through the words and actions of key characters.

 

Over 17 months of their broadcast, the episodes of Hum Log achieved ratings of 60 to 90 percent.  Research conducted by Professor Everett M. Rogers and Arvind Singhal, then of the Annenberg School for Communication of the University of Southern California, found through a sample survey that 70 percent of the viewers indicated they had learned from Hum Log that women should have equal opportunities, 68 percent had learned women should have the freedom to make their personal decisions in life, and 71 percent had learned that family size should be limited (10).  Among other things, the program stimulated over 400,000 people to write letters to the Indian Television Authority and to various characters in the program, stating their views on the issues being dealt with or asking for help and advice.

 

Following a second training for a team from India in December 1986 held in Mexico City, producer Roger Pereira of Bombay undertook the creation of a second television soap opera.  This program, Humraahi (“Come Along With Me”), went on the air in January 1992.  It dealt with the status of women, with particular attention to age of marriage, age of first pregnancy, gender bias in childbearing and child rearing, equal educational opportunity, and the right of women to choose their own husbands.  Within four months, Humraahi was the top-rated program on Indian television.  The estimated audience was 230 million viewers.  In the series, a servant girl dies in childbirth at age 15 after being forced into an arranged marriage at age 14 by her parents.  Following that key episode, the other characters lament what is happening to the young women of India and the tragedy of early marriage and pregnancy.  A Rockefeller Foundation-funded study developed by William Ryerson showed that viewers, contrasted with non-viewers, changed significantly in their attitudes regarding the ideal age of marriage and the acceptability of women in the work place -- two issues that were central to the story line.

 

Kenya

David Poindexter began working in Kenya in 1983 with the government-run Voice of Kenya, which later became the Kenya Broadcasting Corporation (KBC).  After training Kenyan television and radio personnel in Mexico, he helped in the development of two programs:  a television series, Tushauriane (“Let’s Talk About It”) produced by Greg Adambo; and a radio series, Ushikwapo Shikamana (“If Assisted, Assist Yourself”) produced by Tom Kazungu.  Both programs went on the air in 1987.  The programs were aimed at opening the minds of men to allowing their wives to seek family planning.  The programs also effectively linked family size with land inheritance and the resulting ability or inability of children to support their parents in their old age.  Both programs were the most popular programs in their respective media ever produced by the Voice of Kenya.

 

By the time the two series had ended, contraceptive use in Kenya had increased 58 percent and desired family size had fallen from 6.3 to 4.4 children per woman.  While many factors undoubtedly contributed to these changes, a study conducted by the University of Nairobi School of Journalism at rural health centers gave evidence of women coming in for family planning saying that the radio program had caused their husbands to allow them to come for family planning.

 

Tanzania

The most extensive evaluation of the effects of a social-content serial drama occurred from 1993 to 1997 in Tanzania.  There, Radio Tanzania broadcast a serial melodrama, Twende na Wakati (“Let’s Go with the Times”), that attracted 58 percent of the population (age 15 to 45) in areas of the broadcast.  By design, in one region of the country, the area surrounding the city of Dodoma, a music program was heard instead of the soap opera during the first two years of the project (1993-95).  Then, from 1995-97, the soap opera was broadcast in the Dodoma comparison area.

 

Independent research by the University of New Mexico and the Population Family Life Education Programme of the Government of Tanzania measured the effects caused by the program with regard to such issues as AIDS prevention behavior, ideal age of marriage for women, and use of family planning (4,5 and 6).  While the population of the Dodoma comparison area was more urban than the rest of the country, a multiple regression analysis eliminated the influence such differences might have accounted for.  Nationwide random sample surveys of 2750 people were conducted before, during and after the broadcast of the program. Data was also collected from the AIDS Control Programme of the government, the Ministry of Health, and the Demographic and Health Survey, all of which reinforced the finding of significant impacts on attitudes and behavior.

 

Among the findings were a significant increase in the percentage of the population who perceive that they may be at risk of HIV infection; an increase in people’s belief that they can take effective action to prevent HIV/AIDS; an increase in interpersonal communication about HIV/AIDS; an increase in the belief that individuals, rather than their deity or fate, can determine how many children they will have; an increase in the belief that children in small families have better lives than children in large families; and an increase in the percentage of respondents who approve of family planning.

 

The study also provided evidence that the Tanzanian radio serial stimulated important behavioral changes.  Over half the population of the areas where the serial was broadcast identified themselves as listeners, with more men than women in the audience.  One of the key characters in the soap opera was a truck driver with many girl friends along the truck route.  In the program he contracts AIDS.  Of the listeners surveyed, 82 percent said the program had caused them to change their own behavior to avoid HIV infection, through limiting the number of sexual partners and through condom use.  Independent data from the AIDS Control Programme of the government of Tanzania showed a 153 percent increase in condom distribution in the broadcast areas during the first year of the soap opera, while condom distribution in the Dodoma non-broadcast area increased only 16 percent in the same time period. 

 

The program was also effective in promoting family planning.  There was a strong positive relationship between listenership levels by district and the change in the percentage of men and women who were currently using any family planning method.  The research also showed an increase in the percentage of Tanzanians in the areas of the broadcast who discussed family planning with their spouses.  The program also had a significant effect in raising the ideal age of marriage for women and the ideal age of first birth for women. 

 

In regions where the show was broadcast, the percentage of married women who were currently using a family planning method increased 10 percentage points in the first two years of the program, while that percentage stayed flat in the Dodoma area during the time the program was not broadcast there.  Then, when the program was broadcast in Dodoma, the contraceptive prevalence rate there increased 16 percentage points.  In regions where the program was broadcast, the average number of new family planning adopters per clinic, in a sample of 21 clinics, increased by 32 percent from June 1993 (the month before the show began airing) to December 1994.  Over the same period, the average number of new adopters at clinics in the Dodoma area remained essentially flat. 

 

Independent data from Ministry of Health clinics showed that 41 percent of new adopters of family planning methods were influenced by the soap opera to seek family planning.  This included 25 percent who cited the soap opera by name when asked why they had come to the clinic, and another 16 percent who cited “something on the radio” and then identified the soap opera when shown a list of programs currently on the air.  Another family planning serial drama using a different methodology that was broadcast nationwide by Radio Tanzania at the same time was cited by just eleven percent of new family planning adopters at the same Ministry of Health clinics. These data point to the importance of the methodology used in the design of the serial drama.

 

Counting all of the costs of the radio serial, the cost per new adopter of family planning was under 80 cents (U.S.).  The cost per person who changed behavior to avoid HIV/AIDS was 8 cents (U.S.).

 

Ethiopia

In Ethiopia, Population Media Center produced a radio serial drama, Yeken Kignit (“Looking Over One’s Daily Life”), which was broadcast over Radio Ethiopia in 257 episodes between June 2, 2002 and November 27, 2004.  Yeken Kignit addressed issues of reproductive health and women’s status, including HIV/AIDS, family planning, marriage by abduction, education of daughters, spousal communication and related issues. 

 

An independent evaluation of the impact of the program was conducted through a baseline survey in May 2002 and a post-broadcast survey in December 2004.  Findings from this study show significant results in terms of family planning and HIV/AIDS knowledge and practice.  In most cases, there were significant differences in these knowledge and behavior change measures between listeners and non-listeners of Yeken Kignit, showing that the program had a differential effect on knowledge and behavior between listeners and non-listeners.

The Ethiopian program attracted about half the country’s population into its audience on a regular basis.  In just two and a half years of nationwide broadcasting, that project achieved the following:

•45% of women and 47% of men identified themselves as regular listeners to the program.

•The fertility rate fell from 5.4 to 4.3 children per woman.

•Demand for contraceptives increased 157%.

•Listeners to Yeken Kignit were 5 times more likely than non-listeners to know 3 or more family planning methods. 

•Among married women in the Amhara and Addis Ababa regions who were listeners, there was a 55.1 percentage point increase in those who had ever used family planning methods, while among non-listeners, family planning use increased by 23.5 percentage points.  There was a similar increase among married men who were listeners.

•Among married women in the Amhara and Addis Ababa regions who were listeners, there was a 29.3 percentage point increase in those who are currently using family planning methods.  Among non-listeners, current use increased by 11.7 percentage points.  A similar increase occurred among married men who were listeners.

•Spousal communication about family planning issues among currently married women climbed from 33% to 68%.

There was a corresponding decrease of 70 percent in the proportion of respondents to the surveys who said that the decision to use family planning should be made solely by the husband.

•There was a 50% increase in communication between mothers and their children about sexuality issues.

•Male listeners sought tests at four times the rate of non-listeners.

•Female listeners sought HIV tests at three times the rate of non-listeners.

There was a 51.7 percentage point increase among men and 20.8 percentage point increase among women in recognition of the importance of girls’ education.

•There was a 34.7 percentage point increase among men and 13.1 percentage point increase among women in the belief that women are fit to hold public office.

 

PMC actually ran two radio serial dramas from 2002 through 2004.  Yeken Kignit was broadcast in the Amharic language program, while a second program, Dhimbibba (“Getting the Best Out of Life”), was broadcast in the Oromiffa language.  As of November 2004, 63 percent of new clients seeking reproductive health services at 48 clinics in Ethiopia reported that they were listening to one of PMC’s serial dramas.  In fact, 26 percent of new clients named one of PMC’s programs as the primary motivating factor for seeking services.  Of new clients who cited radio programs as the impetus for seeking services, 96 percent said that they were motivated by one of PMC’s programs.

 

The outpouring of emotion in Ethiopia, in response to PMC’s programs, has been overwhelming.  Ethiopia’s news media have run almost a hundred stories on the soap opera phenomenon PMC created.  From all over the country – and even beyond the borders of Ethiopia – 15,000 letters have poured in to PMC’s office in Addis Ababa. 

 

An excerpt from one listener’s letter shows the impact PMC’s programs are having on people’s lives across Ethiopia:  “I am the mother of many children.  Nobody cares about the desperate situation I am in.  Instead, what I hear from the women around me is that a woman gets respect when she is a mother.  It was while your radio program was discussing programs like family planning and spaced childbirth that I learned about things that affect me very much, including the value of small families.”

 

A letter from a listener discusses how the program has made her daughter safer from abduction: “The story of Wubalem reflects clearly the harmful traditional practices in our country such as abduction and sexual violence.  These practices have prevented us from sending our girls to school.  We were afraid that they would be abducted.  Our first child was married at the age of 14 after she was abducted.  We were worrying for years as we thought that our second child would face a similar fate.  The radio drama focusing on abduction and sexual violence that you have presented and the discussions conducted on these topics have aroused considerable popular indignation. The people have now strongly condemned such inhuman traditional practices. Unlike in the past, special punitive measures have been taken by community people against offenders involved in such crimes.  As a result, we have no worry in sending our girls to school.  Our children go to school safely and return unharmed.  Please keep the program on the air.”

 

Because entertainment programming (radio or television, depending on the coverage of each medium in any country) attracts the largest audiences, it is particularly important to utilize entertainment media for disseminating information about reproductive health issues.

 

PMC works to develop comprehensive media campaigns in the countries where it is carrying out projects.  Because of the strong evidence of their effectiveness, social-content serial dramas are, in most instances, a centerpiece of the strategy in any country.  The strategy uses the best of what has been done in the past, and builds on it in each country with intensive coverage of issues related to sexual risk behavior.  In this way, PMC intends to contribute to rapid change in the health-related behavior of people worldwide.

 

PMC provides people with entertainment and information to help them make informed decisions without telling them what to do.  PMC’s approach emphasizes non-coercive, informed decision-making, tailored in each case to local needs and circumstances.  Programs are designed to promote human health and dignity by providing education and examples of various alternatives and their consequences.

 

 

For more information, contact:

            Population Media Center

            PO Box 547

            Shelburne, Vermont 05482 USA

            Telephone:  802-985-8156

            Fax:  802-985-8119

            Email: 

            Web site: www.populationmedia.org



 

 

 

 

REFERENCES

 

 

1.                Westoff, C. & A. Bankole (1997). Mass Media and Reproductive Behavior in Africa. Demographic and Health Surveys Analytical Reports No.2, Macro International Inc, Calverton, Maryland.

 

2.                Singhal, A., M. Cody, E. M. Rogers, and M. Sabido. (2003).  Entertainment-Education and Social Change: History, Research and Practice.  Mahwah, New Jersey, Lawrence Erlbaum Associates.

 

3.                Singhal, A. & E.M. Rogers (1999). Entertainment-Education:  A Communication Strategy for Social Change. Mahwah, New Jersey, Lawrence Erlbaum Associates.

 

4.                Rogers E.M., P. Vaughan, R.M.A. Swalehe, N. Rao, P. Svenkerud, and S. Sood. (1999). Effects of an entertainment-education radio soap opera on family planning behavior in Tanzania. Studies in Family Planning 30(3): 193-211.

 

5.               Vaughan, P., E.M. Rogers, et al. (2000). Entertainment‑education and HIV/AIDS prevention: a field experiment in Tanzania. Journal of Health Communication 5.

 

6.                Vaughan, P., A. Regis and E. St. Catherine. 2000. Effects of an entertainment-education radio soap opera on family planning and HIV prevention in St. Lucia.  International Family Planning Perspectives, 26(4):148-157.

 

7.               Bandura, A. (1986). Social Foundations of Thought and Action: A Social-Cognitive Theory.  Englewood Cliffs, N. J., Prentice-Hall, Inc.

 

8.                Nariman, H.N. (1993). Soap Operas for Social Change: Toward a Methodology for Entertainment-Education Television. Connecticut, Praeger.

 

9.                Sabido, Miguel (1981).  Towards the social use of commercial television: Mexico’s experience with the reinforcement of social values through TV soap operas.  Paper presented at the annual conference of the International Institute of Communications (Strasbourg, France).  Institute for Communications Research, A.C. (Mexico City, Mexico).

 

10.            Singhal, A. & E.M. Rogers (1989).  India's Information Revolution.  New Delhi/Newbury Park/London, Sage Publications.

 

 

Bush Military Buildup Recalls Stalin And Hitler PDF Print E-mail
Contributing Authors
Written by Sherwood Ross   
Thursday, 17 April 2008

The relentless increases in Pentagon spending President Bush has pushed through since taking office recall the actions of Hitler and Stalin prior to the outbreak of World War Two.

Both European dictators escalated their war machines and both dictators showed little concern when their domestic economies and workers’ incomes suffered as a result.  In 1933, his first year in power, Hitler pushed up German arms spending from less than a billion to four billion Reichsmarks. He jumped that figure to 10 billion in 1936; 17 billion in 1938 and 38 billion in 1939, the year he invaded Poland. Similarly, Stalin steadily boosted military spending in the Thirties from two billion rubles to 41 billion rubles.

As historian Richard Overy put it in “The Dictators”(W.W. Norton & Co.): “The share of defence spending in the state budget in Germany reached 54% in 1938/39; in the Soviet Union it reached one-third of the budget by 1940.”  The commitment to military spending, he says, “was historically exceptional” and created by the late 1930s “something approaching a war economy in peacetime.”

Today, President Bush is right up there with the European dictators. His military spending has soared from $291 billion to a lavish $515 billion and he’s proposed a stunning $651 billion next year. The Friends Committee on National Legislation, of Washington, D.C. says that 44 cents out of every dollar in his proposed record 2009 budget will go for war, compared with 2.2 cents for social programs. Typically, he calls for cutting 47 education programs while handing the generals 8% more.

Under Bush, U.S. military spending is now roughly equal to the combined total of all other nations.  What’s more, Uncle Sam is the world’s Number One arms peddler, selling about half of all weapons bought by the developing nations, and showing few scruples about sales to dictators. The Center for Defense Information reported last year that U.S. arms sales to 25 countries it studied increased 400 percent over 9/11.

Of course, the two criminal 20th Century dictators didn’t build their war machines for sport, and neither has Mr. Bush. By mutual agreement in 1939, the “CommuNazis,” as they were known, carved up Poland, Hitler invading from the West and Stalin from the East.  In the summer of 1941, Overy writes, Hitler remarked “what one needs and does not have, one must conquer.”  That’s not much different from Bush’s view of Middle East oil. Having made war on Iraq based on lies and having subjugated that small country by force, Bush is pushing  its cabinet to put through a giveaway law to profit the oil companies. And he’s threatening oil-rich Iran with an attack.

As for the quality of life on their home fronts, Stalin and Hitler didn’t mind sacrificing their people one bit to a war economy. Neither of them tolerated labor unions. In the Kremlin-controlled economy, real hourly wage rates in 1937 were 40% lower than in 1928 and by 1940 they were down another five to ten percent, Overy writes.  There was food on the table for Hitler’s workers but few consumer goods to buy. In 1932, consumer industries accounted for 40 percent of Germany’s investment.  By 1938, this had shrunk to only 17 percent, a trend similar to that in Russia under Stalin. Under Bush, the real wages of Americans have stagnated as well. Despite their fantastic productivity, U.S. workers are earning less today in real dollars than five years ago.  And restrictive laws make union organizing tougher than ever.

As ever more Americans lose their jobs and homes, favored Pentagon contractors reap record profits, not necessarily from operating on free market principles. As the Center for Public Integrity noted, only one of the top 10 defense contractors “won a majority of its contracts through full and open competition. All the rest collected most of their contract dollars through sole source contracts or other no-bid procedures.” CPI identified Lockheed Martin, Boeing, Raytheon, General Dynamics, Northrop Grumman, United Technologies, General Electric, Carlyle Group, and Newport News.

One might think in these hard times --- when the price of a gallon of gas has doubled in good part because of the Iraq war --- the White House might ask this supine Congress for a windfall profits tax on the oil majors.  With two former oil executives holding the two top jobs, though, that’s not likely to happen, any more than the Iraqi people will ever see the profits from their oil resource as long as George Bush is president.

The bottom line is that the people both of Iraq and America are suffering from a needless war to profit USA’s military-industrial complex.  Recall that Thomas Jefferson opposed a standing navy because he had observed the way the Royal Navy pushed Great Britain to wage wars.  If you don’t remember that bit of history, it’s safe to say President Bush doesn’t, either. 

 

(Sherwood Ross is a Miami, Fla.-based public relations executive that has written for major dailies, magazines and wire services and worked in the civil rights movement. Reach him at ).
 
American Blackout PDF Print E-mail
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Written by Adam Roufberg   
Monday, 04 February 2008

American Blackout

The rest of the video is, of course, available via youtube (click on the video above).

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